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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIND
4026
Vyome Holdings
HIND
$15.5M
– –
0
– –
SAIA icon
4027
Saia
SAIA
$9.49B
$11K ﹤0.01%
175
-3
-2% -$165
SBSW icon
4028
Sibanye-Stillwater
SBSW
$7.55B
$11K ﹤0.01%
2,682
-218
-8% -$1.1K
SCS
4029
DELISTED
Steelcase
SCS
$11K ﹤0.01%
704
– –
SMIN icon
4030
iShares MSCI India Small-Cap ETF
SMIN
$772M
$11K ﹤0.01%
230
-3,891
-94% -$179K
SMP icon
4031
Standard Motor Products
SMP
$885M
$11K ﹤0.01%
213
+48
+29% +$2.29K
TDW icon
4032
Tidewater
TDW
$4.46B
$11K ﹤0.01%
382
-17
-4% -$452
THRM icon
4033
Gentherm
THRM
$1.27B
$11K ﹤0.01%
277
-27
-9% -$924
WTI icon
4034
W&T Offshore
WTI
$577M
$11K ﹤0.01%
3,500
-2,300
-40% -$4.87K
TCS
4035
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$11K ﹤0.01%
167
+80
+92% +$5.66K
GOL
4036
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$11K ﹤0.01%
1,305
+565
+76% +$3.81K
RPT.PRD
4037
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$11K ﹤0.01%
200
– –
OPNT
4038
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$11K ﹤0.01%
+305
New +$11.4K
EMCF
4039
DELISTED
Emclaire Financial Corp
EMCF
$11K ﹤0.01%
400
– –
AMPE
4040
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$11K ﹤0.01%
60
+2
+3% +$317
EPZM
4041
DELISTED
Epizyme, Inc
EPZM
$11K ﹤0.01%
562
+450
+402% +$6.87K
MGP
4042
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$11K ﹤0.01%
355
– –
NNA
4043
DELISTED
Navios Maritime Acquisition Corporation
NNA
$11K ﹤0.01%
600
– –
ARD
4044
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$11K ﹤0.01%
504
+25
+5% +$538
VSLR
4045
DELISTED
VIVINT SOLAR, INC.
VSLR
$11K ﹤0.01%
+3,401
New +$16.5K
JMT
4046
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$11K ﹤0.01%
429
+6
+1% +$147
CRAY
4047
DELISTED
Cray, Inc.
CRAY
$11K ﹤0.01%
585
+231
+65% +$4.37K
CTRL
4048
DELISTED
Control4 Corporation
CTRL
$11K ﹤0.01%
+380
New +$9.25K
ITG
4049
DELISTED
Investment Technology Group Inc
ITG
$11K ﹤0.01%
500
+395
+376% +$8.26K
TAHO
4050
DELISTED
Tahoe Resources Inc
TAHO
$11K ﹤0.01%
1,986
+909
+84% +$4.95K
160 161
162
163 164

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.