We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GREK
4026
Global X MSCI Greece ETF
GREK
$331M
$5K ﹤0.01%
200
– –
GTLS
4027
DELISTED
Chart Industries
GTLS
$5K ﹤0.01%
238
-6,088
-96% -$122K
HRTG icon
4028
Heritage Insurance Holdings
HRTG
$989M
$5K ﹤0.01%
232
– –
JYNT icon
4029
The Joint Corp
JYNT
$119M
$5K ﹤0.01%
900
– –
KFY icon
4030
Korn Ferry
KFY
$4.36B
$5K ﹤0.01%
156
+5
+3% +$176
KNDI
4031
Kandi Technologies Group
KNDI
$64.4M
$5K ﹤0.01%
500
– –
KTOS icon
4032
Kratos Defense & Security Solutions
KTOS
$11.8B
$5K ﹤0.01%
1,150
+1,000
+667% +$4.43K
LAKE icon
4033
Lakeland Industries
LAKE
$117M
$5K ﹤0.01%
400
– –
LBRDA icon
4034
Liberty Broadband Class A
LBRDA
$5.29B
$5K ﹤0.01%
106
+24
+29% +$1.28K
MAG
4035
DELISTED
MAG Silver
MAG
$5K ﹤0.01%
736
+730
+12,167% +$5.23K
NGD
4036
DELISTED
New Gold Inc
NGD
$5K ﹤0.01%
2,128
-2,800
-57% -$6.92K
NMI icon
4037
Nuveen Municipal Income
NMI
$128M
$5K ﹤0.01%
390
– –
NUGT icon
4038
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.16B
$5K ﹤0.01%
51
-12
-19% -$1.52K
NUS icon
4039
Nu Skin
NUS
$236M
$5K ﹤0.01%
122
-21
-15% -$774
PAM icon
4040
Pampa Energía
PAM
$4.24B
$5K ﹤0.01%
255
-743
-74% -$15.5K
PDS
4041
Precision Drilling
PDS
$1.06B
$5K ﹤0.01%
62
– –
POOL icon
4042
Pool Corp
POOL
$7.29B
$5K ﹤0.01%
66
+17
+35% +$1.36K
RICK icon
4043
RCI Hospitality Holdings
RICK
$230M
$5K ﹤0.01%
500
– –
TURN
4044
DELISTED
180 Degree Capital
TURN
$5K ﹤0.01%
830
-253
-23% -$1.63K
WKC icon
4045
World Kinect Corp
WKC
$1.9B
$5K ﹤0.01%
143
-91
-39% -$3.72K
WLY icon
4046
John Wiley & Sons Class A
WLY
$2.63B
$5K ﹤0.01%
108
-20
-16% -$991
WSR
4047
DELISTED
Whitestone REIT
WSR
$5K ﹤0.01%
446
– –
WVVI icon
4048
Willamette Valley Vineyards
WVVI
$12M
$5K ﹤0.01%
665
– –
WWR icon
4049
Westwater Resources
WWR
$75.2M
$5K ﹤0.01%
15
– –
ENFY
4050
DELISTED
Enlightify Inc
ENFY
$5K ﹤0.01%
271
– –
160 161
162
163 164

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.