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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGA icon
4001
United States Gasoline Fund
UGA
$136M
$17K ﹤0.01%
482
-450
-48% -$15.3K
VBF icon
4002
Invesco Bond Fund
VBF
$169M
$17K ﹤0.01%
962
-134
-12% -$2.37K
VUSE icon
4003
Vident US Equity Strategy ETF
VUSE
$699M
$17K ﹤0.01%
481
+131
+37% +$4.53K
FSCS
4004
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$17K ﹤0.01%
750
– –
PETQ
4005
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$17K ﹤0.01%
429
-1,512
-78% -$50.3K
BIG
4006
DELISTED
Big Lots, Inc.
BIG
$17K ﹤0.01%
405
-592
-59% -$26.1K
SIEN
4007
DELISTED
Sientra, Inc.
SIEN
$17K ﹤0.01%
73
– –
AIMC
4008
DELISTED
Altra Industrial Motion Corp
AIMC
$17K ﹤0.01%
424
+152
+56% +$6.35K
GBT
4009
DELISTED
Global Blood Therapeutics, Inc.
GBT
$17K ﹤0.01%
432
+152
+54% +$6.73K
KDMN
4010
DELISTED
Kadmon Holdings, Inc.
KDMN
$17K ﹤0.01%
5,000
-1,000
-17% -$3.55K
VETS
4011
DELISTED
Pacer Military Times Best Employers ETF
VETS
$17K ﹤0.01%
+629
New +$17.1K
BAF
4012
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$17K ﹤0.01%
1,337
+375
+39% +$5.03K
CNXM
4013
DELISTED
CNX Midstream Partners LP
CNXM
$17K ﹤0.01%
871
-240
-22% -$4.75K
CRCM
4014
DELISTED
CARE.COM, INC.
CRCM
$17K ﹤0.01%
749
– –
CART
4015
DELISTED
Carolina Trust BancShares
CART
$17K ﹤0.01%
2,032
+1,300
+178% +$10.7K
MBTF
4016
DELISTED
MBT Financial Corporation
MBTF
$17K ﹤0.01%
+1,490
New +$16.7K
ECYT
4017
DELISTED
Endocyte, Inc. Common Stock
ECYT
$17K ﹤0.01%
930
-125
-12% -$2.15K
XOXO
4018
DELISTED
Xo Group Inc
XOXO
$17K ﹤0.01%
500
– –
SONC
4019
DELISTED
Sonic Corp
SONC
$17K ﹤0.01%
408
-53
-11% -$1.91K
HSKA
4020
DELISTED
Heska Corp
HSKA
$17K ﹤0.01%
153
-775
-84% -$81.5K
GSP
4021
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$17K ﹤0.01%
988
– –
AAON icon
4022
Aaon
AAON
$7.23B
$16K ﹤0.01%
621
-249
-29% -$6.39K
ARCO icon
4023
Arcos Dorados Holdings
ARCO
$1.71B
$16K ﹤0.01%
2,697
+349
+15% +$2.31K
BATRK icon
4024
Atlanta Braves Holdings Series B
BATRK
$3.41B
$16K ﹤0.01%
600
-370
-38% -$9.64K
BRF icon
4025
VanEck Brazil Small-Cap ETF
BRF
$20.3M
$16K ﹤0.01%
947
-2,100
-69% -$37.8K
159 160
161
162 163

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.