We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBF
4001
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$12K ﹤0.01%
276
-150
-35% -$5.73K
WPG
4002
DELISTED
Washington Prime Group Inc.
WPG
$12K ﹤0.01%
162
+51
+46% +$3.96K
PEI
4003
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$12K ﹤0.01%
78
– –
RALS
4004
DELISTED
ProShares RAFI Long/Short
RALS
$12K ﹤0.01%
307
+29
+10% +$1.09K
BSQR
4005
DELISTED
BSQUARE Corporation
BSQR
$12K ﹤0.01%
2,308
– –
AGEN
4006
Agenus
AGEN
$296M
$11K ﹤0.01%
127
– –
AUBN icon
4007
Auburn National Bancorp
AUBN
$91.2M
$11K ﹤0.01%
311
+136
+78% +$4.92K
BTG icon
4008
B2Gold
BTG
$6.7B
$11K ﹤0.01%
+4,000
New +$10.6K
CRSP icon
4009
CRISPR Therapeutics
CRSP
$5.19B
$11K ﹤0.01%
634
+534
+534% +$9.68K
CSIQ icon
4010
Canadian Solar
CSIQ
$1.07B
$11K ﹤0.01%
700
-275
-28% -$4.5K
DJD icon
4011
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$499M
$11K ﹤0.01%
340
– –
FF icon
4012
Future Fuel
FF
$300M
$11K ﹤0.01%
700
– –
FMN
4013
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$11K ﹤0.01%
739
-739
-50% -$10.9K
HHS icon
4014
Harte-Hanks
HHS
$18.5M
$11K ﹤0.01%
1,000
-28
-3% -$258
HL.PRB icon
4015
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.2M
$11K ﹤0.01%
200
– –
IHD
4016
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$11K ﹤0.01%
1,167
– –
IMO icon
4017
Imperial Oil
IMO
$62.5B
$11K ﹤0.01%
322
+300
+1,364% +$8.91K
INFY icon
4018
Infosys
INFY
$51.1B
$11K ﹤0.01%
1,546
-2,038
-57% -$15.4K
KT icon
4019
KT
KT
$8.82B
$11K ﹤0.01%
809
+69
+9% +$1.13K
LPTH icon
4020
Lightpath Technologies
LPTH
$792M
$11K ﹤0.01%
4,225
– –
MGIC
4021
DELISTED
Magic Software Enterprises
MGIC
$11K ﹤0.01%
1,224
-500
-29% -$4.07K
NAK
4022
Northern Dynasty Minerals
NAK
$953M
$11K ﹤0.01%
6,150
-1,000
-14% -$1.58K
PEX icon
4023
ProShares Global Listed Private Equity ETF
PEX
$11.5M
$11K ﹤0.01%
258
– –
PLCE icon
4024
Children's Place
PLCE
$58.5M
$11K ﹤0.01%
96
+14
+17% +$1.51K
P
4025
Everpure Inc
P
$33.3B
$11K ﹤0.01%
700
-12,067
-95% -$165K
159 160
161
162 163

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.