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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTCH icon
4001
Match Group
MTCH
$8.56B
$7K ﹤0.01%
425
-1
-0.2% -$16
NUS icon
4002
Nu Skin
NUS
$236M
$7K ﹤0.01%
110
– –
NVCR icon
4003
NovoCure
NVCR
$2.02B
$7K ﹤0.01%
786
+36
+5% +$328
NVEE
4004
DELISTED
NV5 Global
NVEE
$7K ﹤0.01%
808
– –
OMF icon
4005
OneMain Financial
OMF
$7.51B
$7K ﹤0.01%
205
+84
+69% +$2.42K
QLYS icon
4006
Qualys
QLYS
$6.78B
$7K ﹤0.01%
193
+43
+29% +$1.44K
RUSHA icon
4007
Rush Enterprises Class A
RUSHA
$9.62B
$7K ﹤0.01%
637
-1,595
-71% -$16.4K
SAIA icon
4008
Saia
SAIA
$10.1B
$7K ﹤0.01%
236
+124
+111% +$3.56K
SAND
4009
DELISTED
Sandstorm Gold
SAND
$7K ﹤0.01%
1,400
+1,200
+600% +$6.73K
SF
4010
Stifel
SF
$12.9B
$7K ﹤0.01%
466
– –
VANI icon
4011
Vivani Medical
VANI
$116M
$7K ﹤0.01%
83
– –
WOR icon
4012
Worthington Enterprises
WOR
$2.85B
$7K ﹤0.01%
243
– –
WVE icon
4013
Wave Life Sciences
WVE
$1.02B
$7K ﹤0.01%
+220
New +$5.2K
NVRO
4014
DELISTED
NEVRO CORP.
NVRO
$7K ﹤0.01%
69
-338
-83% -$30.5K
LSXMB
4015
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$7K ﹤0.01%
271
– –
DSPG
4016
DELISTED
DSP Group Inc
DSPG
$7K ﹤0.01%
+600
New +$6.68K
QADB
4017
DELISTED
QAD Inc. Class B
QADB
$7K ﹤0.01%
378
– –
QEP
4018
DELISTED
QEP RESOURCES, INC.
QEP
$7K ﹤0.01%
360
-1,107
-75% -$20.4K
DPLO
4019
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$7K ﹤0.01%
248
-1,317
-84% -$44.2K
PNTR
4020
DELISTED
Pointer Telocation Ltd.
PNTR
$7K ﹤0.01%
875
– –
LION
4021
DELISTED
Fidelity Southern Corporation
LION
$7K ﹤0.01%
400
– –
ITG
4022
DELISTED
Investment Technology Group Inc
ITG
$7K ﹤0.01%
380
+23
+6% +$380
ANCX
4023
DELISTED
Access National Corp
ANCX
$7K ﹤0.01%
+287
New +$6.33K
DNO
4024
DELISTED
United States Short Oil Fund
DNO
$7K ﹤0.01%
101
-2,850
-97% -$208K
FMI
4025
DELISTED
Foundation Medicine, Inc.
FMI
$7K ﹤0.01%
310
– –
159 160
161
162 163

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.