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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWBO
4001
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$3K ﹤0.01%
+600
New +$3.07K
RKUS
4002
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$3K ﹤0.01%
322
+63
+24% +$762
QGENF
4003
DELISTED
QIAGEN NV
QGENF
$3K ﹤0.01%
138
– –
RNWK
4004
DELISTED
RealNetworks Inc
RNWK
$3K ﹤0.01%
500
+175
+54% +$1.2K
ALD
4005
DELISTED
WisdomTree Asia Local Debt Fund
ALD
$3K ﹤0.01%
71
+40
+129% +$1.91K
PACD
4006
DELISTED
Pacific Drilling S A
PACD
$3K ﹤0.01%
54
+29
+116% +$1.86K
AAN.A
4007
DELISTED
The Aaron's Company Inc Class A
AAN.A
$3K ﹤0.01%
96
+21
+28% +$656
ATLC icon
4008
Atlanticus Holdings
ATLC
$1.44B
$2K ﹤0.01%
636
– –
AU icon
4009
AngloGold Ashanti
AU
$49.1B
$2K ﹤0.01%
198
+130
+191% +$1.23K
AUDC icon
4010
AudioCodes
AUDC
$253M
$2K ﹤0.01%
+400
New +$1.85K
AVAL icon
4011
Grupo Aval
AVAL
$6.23B
$2K ﹤0.01%
+156
New +$1.94K
BBAR icon
4012
BBVA Argentina
BBAR
$3.34B
$2K ﹤0.01%
+133
New +$1.71K
BMA icon
4013
Banco Macro
BMA
$5.13B
$2K ﹤0.01%
+57
New +$2.26K
BOOM icon
4014
DMC Global
BOOM
$155M
$2K ﹤0.01%
+142
New +$2.4K
CASS icon
4015
Cass Information Systems
CASS
$740M
$2K ﹤0.01%
41
– –
CBZ icon
4016
CBIZ
CBZ
$2.96B
$2K ﹤0.01%
+256
New +$2.21K
CECO icon
4017
Ceco Environmental
CECO
$4.22B
$2K ﹤0.01%
102
– –
CLS icon
4018
Celestica
CLS
$39.2B
$2K ﹤0.01%
203
+103
+103% +$1.11K
CSGP icon
4019
CoStar Group
CSGP
$12.7B
$2K ﹤0.01%
110
– –
HERZ
4020
Herzfeld Credit Income Fund
HERZ
$32.6M
$2K ﹤0.01%
27
– –
CUZ icon
4021
Cousins Properties
CUZ
$4.85B
$2K ﹤0.01%
80
-108
-57% -$3.69K
DALN
4022
DELISTED
DallasNews
DALN
$2K ﹤0.01%
42
+4
+11% +$186
DGP icon
4023
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$2K ﹤0.01%
100
– –
DGRO icon
4024
iShares Core Dividend Growth ETF
DGRO
$43.7B
$2K ﹤0.01%
+59
New +$1.52K
DGZ icon
4025
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
$2K ﹤0.01%
100
– –
159 160
161
162 163

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.