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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKSB
4001
DELISTED
Southwest Bancorp Inc/OK
OKSB
$0 ﹤0.01%
3
– –
FPO
4002
DELISTED
First Potomac Realty Trust
FPO
$0 ﹤0.01%
9
– –
DYN.WS
4003
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
53
+2
+4% +$3
LIME
4004
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
– –
-1
Closed –
BONO
4005
DELISTED
MARKET VECTORS LATAM AGGREGATE BD ETF (DE)
BONO
– –
-3,133
Closed -$74K
PQUE
4006
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$0 ﹤0.01%
26
– –
FON
4007
DELISTED
SPRINT CORP FON COM
FON
– –
-28,193
Closed -$203K
NWS
4008
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-1,034
Closed -$34K
NWSA
4009
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-3,464
Closed -$113K
DCOM
4010
DELISTED
Dime Community Bancshares
DCOM
$0 ﹤0.01%
9
– –
ALD
4011
DELISTED
WisdomTree Asia Local Debt Fund
ALD
– –
-1,285
Closed -$63K
RPRX
4012
DELISTED
Repros Therapeutics Inc.
RPRX
– –
-400
Closed -$7K
GNVC
4013
DELISTED
GenVec, Inc.
GNVC
$0 ﹤0.01%
15
-20
-57% -$109
OXGN
4014
DELISTED
OXIGENE INC COM
OXGN
$0 ﹤0.01%
3
– –
CLWR
4015
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-8,500
Closed -$42K
COB
4016
DELISTED
COLUMBIA LABORATORIE INC
COB
– –
-400
Closed –
PLM.RT
4017
DELISTED
POLYMET MINING CORP RTS EXP 7/03/2013
PLM.RT
– –
-4,000
Closed –
157 158 159 160
161

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.