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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMHQ icon
3976
Invesco S&P MidCap Quality ETF
XMHQ
$5.67B
$18K ﹤0.01%
+350
New +$17.6K
YRD
3977
Yiren Digital
YRD
$105M
$18K ﹤0.01%
983
+724
+280% +$13.2K
EMFM
3978
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$18K ﹤0.01%
+845
New +$18.2K
CLVS
3979
DELISTED
Clovis Oncology, Inc.
CLVS
$18K ﹤0.01%
614
-1,936
-76% -$75K
RADA
3980
DELISTED
Rada Electronic Industries Ltd
RADA
$18K ﹤0.01%
6,000
+1,000
+20% +$2.88K
SMED
3981
DELISTED
Sharps Compliance Corp
SMED
$18K ﹤0.01%
5,160
-1,462
-22% -$5.15K
SMEZ
3982
DELISTED
SPDR EURO STOXX Small Cap ETF
SMEZ
$18K ﹤0.01%
305
+5
+2% +$301
REEM
3983
DELISTED
Invesco Emerging Markets Revenue ETF
REEM
$18K ﹤0.01%
700
– –
UCFC
3984
DELISTED
United Community Financial Corp
UCFC
$18K ﹤0.01%
1,877
-842
-31% -$8.86K
CVRR
3985
DELISTED
CVR Refining, LP
CVRR
$18K ﹤0.01%
923
-377
-29% -$7.99K
WEB
3986
DELISTED
Web.com Group, Inc.
WEB
$18K ﹤0.01%
666
-136
-17% -$3.67K
PXR
3987
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$18K ﹤0.01%
500
+300
+150% +$10.3K
BHV icon
3988
BlackRock Virginia Muni Bond Trust
BHV
$20.2M
$17K ﹤0.01%
1,000
– –
ENX
3989
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$17K ﹤0.01%
1,500
– –
EWD icon
3990
iShares MSCI Sweden ETF
EWD
$585M
$17K ﹤0.01%
496
-133
-21% -$4.22K
FSBW icon
3991
FS Bancorp
FSBW
$325M
$17K ﹤0.01%
600
-1,600
-73% -$47.8K
HOFT icon
3992
Hooker Furnishings Corp
HOFT
$158M
$17K ﹤0.01%
505
-125
-20% -$5.51K
KOP icon
3993
Koppers
KOP
$857M
$17K ﹤0.01%
543
-639
-54% -$22.9K
LOGI icon
3994
Logitech
LOGI
$15B
$17K ﹤0.01%
+384
New +$17.8K
NMI icon
3995
Nuveen Municipal Income
NMI
$130M
$17K ﹤0.01%
1,620
+1,230
+315% +$13.4K
NNBR icon
3996
NN Inc
NNBR
$298M
$17K ﹤0.01%
1,078
+8
+0.7% +$150
PALL icon
3997
abrdn Physical Palladium Shares ETF
PALL
$648M
$17K ﹤0.01%
810
-1,125
-58% -$20.3K
PTCT icon
3998
PTC Therapeutics
PTCT
$6.01B
$17K ﹤0.01%
367
-65
-15% -$2.69K
STBA icon
3999
S&T Bancorp
STBA
$1.82B
$17K ﹤0.01%
401
-90
-18% -$4.07K
TR icon
4000
Tootsie Roll Industries
TR
$3.02B
$17K ﹤0.01%
739
+502
+212% +$11.7K
158 159
160
161 162

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.