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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHG icon
3976
InterContinental Hotels
IHG
$23B
$12K ﹤0.01%
207
– –
MITK icon
3977
Mitek Systems
MITK
$837M
$12K ﹤0.01%
1,300
– –
NGVC icon
3978
Vitamin Cottage Natural Grocers
NGVC
$605M
$12K ﹤0.01%
2,080
-970
-32% -$6.49K
OXSQ icon
3979
Oxford Square Capital
OXSQ
$152M
$12K ﹤0.01%
1,846
– –
PDS
3980
Precision Drilling
PDS
$1.05B
$12K ﹤0.01%
190
+9
+5% +$522
PLXS icon
3981
Plexus
PLXS
$7.13B
$12K ﹤0.01%
217
+2
+0.9% +$105
RGLS
3982
DELISTED
Regulus Therapeutics
RGLS
$12K ﹤0.01%
74
-4
-5% -$503
ROSC icon
3983
Hartford Multifactor Small Cap ETF
ROSC
$62M
$12K ﹤0.01%
389
-29
-7% -$849
SHYF
3984
DELISTED
The Shyft Group
SHYF
$12K ﹤0.01%
1,100
+100
+10% +$932
TGS icon
3985
Transportadora de Gas del Sur
TGS
$4.41B
$12K ﹤0.01%
+597
New +$9.82K
TRNO icon
3986
Terreno Realty
TRNO
$7.45B
$12K ﹤0.01%
340
+80
+31% +$2.81K
WCC
3987
WESCO International
WCC
$17.9B
$12K ﹤0.01%
201
-161
-44% -$8.66K
WPRT
3988
Westport Fuel Systems
WPRT
$35.7M
$12K ﹤0.01%
362
-20
-5% -$450
WTBA icon
3989
West Bancorporation
WTBA
$484M
$12K ﹤0.01%
500
-200
-29% -$4.52K
ZTO icon
3990
ZTO Express
ZTO
$18.2B
$12K ﹤0.01%
863
-274
-24% -$3.95K
ROIC
3991
DELISTED
Retail Opportunity Investments Corp.
ROIC
$12K ﹤0.01%
645
– –
SCU
3992
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$12K ﹤0.01%
366
+2
+0.5% +$59
VIVE
3993
DELISTED
VIVEVE MED INC
VIVE
$12K ﹤0.01%
+2
New +$12.3K
STAB
3994
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$12K ﹤0.01%
3,570
-35,110
-91% -$99.4K
DS
3995
DELISTED
Drive Shack Inc.
DS
$12K ﹤0.01%
3,395
+419
+14% +$1.22K
CRCM
3996
DELISTED
CARE.COM, INC.
CRCM
$12K ﹤0.01%
+768
New +$11.4K
CLD
3997
DELISTED
Cloud Peak Energy Inc
CLD
$12K ﹤0.01%
3,224
-1,235
-28% -$4.14K
PAF
3998
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$12K ﹤0.01%
200
-280
-58% -$15.9K
SVU
3999
DELISTED
SUPERVALU Inc.
SVU
$12K ﹤0.01%
548
-346
-39% -$7.66K
IXYS
4000
DELISTED
IXYS Corp
IXYS
$12K ﹤0.01%
520
+500
+2,500% +$9.49K
158 159
160
161 162

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.