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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACLS icon
3976
Axcelis
ACLS
$4.42B
$7K ﹤0.01%
530
-1
-0.2% -$12
AFK icon
3977
VanEck Africa Index ETF
AFK
$104M
$7K ﹤0.01%
335
-310
-48% -$6.36K
AOSL icon
3978
Alpha and Omega Semiconductor
AOSL
$916M
$7K ﹤0.01%
+300
New +$5.39K
AXGN icon
3979
Axogen
AXGN
$2.58B
$7K ﹤0.01%
794
– –
BC icon
3980
Brunswick
BC
$5.29B
$7K ﹤0.01%
154
+2
+1% +$95
BHR
3981
Braemar Hotels & Resorts
BHR
$139M
$7K ﹤0.01%
529
+505
+2,104% +$7.51K
CHT icon
3982
Chunghwa Telecom
CHT
$32.8B
$7K ﹤0.01%
197
– –
CIBR icon
3983
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$7K ﹤0.01%
425
+125
+42% +$2.32K
CNS icon
3984
Cohen & Steers
CNS
$4.4B
$7K ﹤0.01%
151
+97
+180% +$4.1K
VISN
3985
Vistance Networks Inc
VISN
$2.62B
$7K ﹤0.01%
222
+84
+61% +$2.53K
CWEN icon
3986
Clearway Energy Class C
CWEN
$7.02B
$7K ﹤0.01%
407
-29
-7% -$498
EC icon
3987
Ecopetrol
EC
$35.4B
$7K ﹤0.01%
775
– –
EDU icon
3988
New Oriental
EDU
$8.33B
$7K ﹤0.01%
160
-412
-72% -$17.9K
EOT
3989
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$7K ﹤0.01%
306
+4
+1% +$92
ESI icon
3990
Element Solutions
ESI
$9.51B
$7K ﹤0.01%
+916
New +$8.17K
FCFS icon
3991
FirstCash
FCFS
$9.14B
$7K ﹤0.01%
+138
New +$6.94K
FNLC icon
3992
First Bancorp
FNLC
$401M
$7K ﹤0.01%
+274
New +$6.1K
GLOB icon
3993
Globant
GLOB
$1.77B
$7K ﹤0.01%
150
-39
-21% -$1.59K
HSII
3994
DELISTED
Heidrick & Struggles
HSII
$7K ﹤0.01%
350
– –
JOUT icon
3995
Johnson Outdoors
JOUT
$512M
$7K ﹤0.01%
200
– –
KAI icon
3996
Kadant
KAI
$3.91B
$7K ﹤0.01%
143
-8
-5% -$427
KOPN icon
3997
Kopin
KOPN
$898M
$7K ﹤0.01%
3,000
-590
-16% -$1.32K
LAD icon
3998
Lithia Motors
LAD
$8.32B
$7K ﹤0.01%
76
-50
-40% -$4.2K
LBRDA icon
3999
Liberty Broadband Class A
LBRDA
$5.29B
$7K ﹤0.01%
102
-133
-57% -$8.76K
MSB
4000
Mesabi Trust
MSB
$305M
$7K ﹤0.01%
785
– –
158 159
160
161 162

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.