We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBRG
3976
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$5K ﹤0.01%
435
-46
-10% -$584
FXEU
3977
DELISTED
PowerShares Europe Currency Hedged Low Volatility Portfolio
FXEU
$5K ﹤0.01%
+200
New +$4.85K
WSTC
3978
DELISTED
West Corporation
WSTC
$5K ﹤0.01%
190
-127
-40% -$3.35K
ASBB
3979
DELISTED
ASB Bancorp Inc
ASBB
$5K ﹤0.01%
+200
New +$4.76K
KCG
3980
DELISTED
KCG Holdings, Inc.
KCG
$5K ﹤0.01%
430
+302
+236% +$3.36K
XRDC
3981
DELISTED
Crossroads Capital, Inc
XRDC
$5K ﹤0.01%
1,000
-19,668
-95% -$95.4K
XCO
3982
DELISTED
Exco Resources
XCO
$5K ﹤0.01%
469
– –
LIOX
3983
DELISTED
Lionbridge Technologies
LIOX
$5K ﹤0.01%
915
– –
ININ
3984
DELISTED
Interactive Intelligence Group, inc.
ININ
$5K ﹤0.01%
183
+177
+2,950% +$6.76K
DRYS
3985
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
VSPY
3986
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$5K ﹤0.01%
100
– –
TUMI
3987
DELISTED
TUMI HLDGS INC COM
TUMI
$5K ﹤0.01%
286
-30
-9% -$589
LBMH
3988
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$5K ﹤0.01%
2,000
– –
UHN
3989
DELISTED
United States Diesel-Heating Oil Fund, LP
UHN
$5K ﹤0.01%
+300
New +$5.79K
NBG
3990
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$5K ﹤0.01%
10,171
-4,950
-33% -$4.03K
YELL
3991
DELISTED
Yellow Corporation Common Stock
YELL
$5K ﹤0.01%
350
– –
AXJL
3992
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$5K ﹤0.01%
101
– –
ESNC
3993
DELISTED
EnSync Inc
ESNC
$5K ﹤0.01%
8,000
– –
JGBS
3994
DELISTED
DB INVERSE JAPANESE GOVT BD FUT EXCH NT 11/30/2021
JGBS
$5K ﹤0.01%
300
+190
+173% +$3.41K
DRII
3995
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$5K ﹤0.01%
224
+204
+1,020% +$5.63K
MY
3996
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$5K ﹤0.01%
2,716
-362
-12% -$828
ABEO icon
3997
Abeona Therapeutics
ABEO
$361M
$4K ﹤0.01%
40
– –
ADVM
3998
DELISTED
Adverum Biotechnologies
ADVM
$4K ﹤0.01%
43
– –
AGRO icon
3999
Adecoagro
AGRO
$1.31B
$4K ﹤0.01%
500
– –
ALNT icon
4000
Allient
ALNT
$1.86B
$4K ﹤0.01%
302
+2
+0.7% +$26
158 159
160
161 162

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.