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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWER
3976
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-2,600
Closed -$16K
SILU
3977
DELISTED
SPROTT RESOURCE LENDING CORP.
SILU
– –
-1,300
Closed -$2K
GRX.RT
3978
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-1,278
Closed –
LUFK
3979
DELISTED
LUFKIN IND INC
LUFK
– –
-35
Closed -$3K
HDY
3980
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
62
-1
-2% -$4
CHG
3981
DELISTED
CH ENERGY GRP INC(HOLDING CO)
CHG
– –
-535
Closed -$35K
OSH
3982
DELISTED
ORCHARD SUPPLY HARDWARE STORES CLASS A COM STK
OSH
– –
-20
Closed –
WRLS
3983
DELISTED
TELULAR CORPORATION-NEW
WRLS
– –
-125
Closed -$2K
ARDNA
3984
DELISTED
ARDEN GROUP INC CL-A
ARDNA
– –
-250
Closed -$28K
MOLXA
3985
DELISTED
MOLEX INC CL-A
MOLXA
– –
-45
Closed -$1K
PNX
3986
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
$0 ﹤0.01%
8
– –
TELK
3987
DELISTED
TELIK, INC
TELK
$0 ﹤0.01%
382
– –
NBG
3988
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$0 ﹤0.01%
1
– –
CRMB
3989
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-100
Closed –
STSA
3990
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
– –
-207
Closed -$5K
KEM
3991
DELISTED
KEMET Corporation
KEM
$0 ﹤0.01%
83
– –
HIBB
3992
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-100
Closed -$6K
IIP
3993
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$0 ﹤0.01%
2
-626
-100% –
EBIX
3994
DELISTED
Ebix Inc
EBIX
$0 ﹤0.01%
24
– –
AAWW
3995
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-297
Closed -$13K
ERUS
3996
DELISTED
iShares MSCI Russia ETF
ERUS
$0 ﹤0.01%
11
– –
QADA
3997
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
TAT
3998
DELISTED
TransAtlantic Petroleum LTD.
TAT
$0 ﹤0.01%
6
– –
EVP
3999
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
– –
-300
Closed -$4K
REXX
4000
DELISTED
Rex Energy Corporation
REXX
$0 ﹤0.01%
1
– –
157 158 159
160
161

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.