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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
376
WEC Energy
WEC
$35.1B
$3.92M 0.04%
62,456
-8,052
-11% -$514K
NLY icon
377
Annaly Capital Management
NLY
$17.4B
$3.91M 0.04%
80,200
+6,846
+9% +$335K
SLV icon
378
iShares Silver Trust
SLV
$30.9B
$3.89M 0.04%
247,017
+30,914
+14% +$493K
NAC icon
379
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$3.88M 0.04%
259,710
-15,912
-6% -$243K
NOBL icon
380
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$3.87M 0.04%
130,106
+32,370
+33% +$944K
CMG icon
381
Chipotle Mexican Grill
CMG
$41.5B
$3.86M 0.04%
627,500
+85,050
+16% +$573K
AOS icon
382
A.O. Smith
AOS
$8.7B
$3.84M 0.04%
64,613
-834
-1% -$46.8K
BTI icon
383
British American Tobacco
BTI
$128B
$3.83M 0.04%
61,336
+48,342
+372% +$3.12M
SYY icon
384
Sysco
SYY
$40.3B
$3.83M 0.04%
71,002
-12,977
-15% -$675K
XLG icon
385
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.82M 0.04%
214,670
-3,490
-2% -$61.1K
GVI icon
386
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$3.82M 0.04%
34,427
+3,656
+12% +$406K
RSPT icon
387
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$3.81M 0.04%
281,770
+75,740
+37% +$987K
CCI icon
388
Crown Castle
CCI
$32.2B
$3.8M 0.04%
37,987
-14
-0% -$1.43K
ITW icon
389
Illinois Tool Works
ITW
$84.5B
$3.8M 0.04%
25,649
+256
+1% +$36.4K
AVGO icon
390
Broadcom
AVGO
$2.04T
$3.77M 0.04%
155,660
+24,420
+19% +$604K
PAYX icon
391
Paychex
PAYX
$42.7B
$3.77M 0.04%
62,852
-13,630
-18% -$778K
AET
392
DELISTED
Aetna Inc
AET
$3.75M 0.04%
23,587
+5,510
+30% +$861K
PHYS icon
393
Sprott Physical Gold
PHYS
$15.7B
$3.75M 0.04%
359,341
-15,218
-4% -$159K
AXP icon
394
American Express
AXP
$230B
$3.75M 0.04%
41,420
+3,399
+9% +$292K
ALL icon
395
Allstate
ALL
$67.5B
$3.73M 0.04%
40,526
-1,036
-2% -$94.2K
IXUS icon
396
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$3.72M 0.04%
61,022
+11,967
+24% +$712K
SLYV icon
397
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$3.71M 0.04%
58,698
+3,610
+7% +$215K
CFFI icon
398
C&F Financial
CFFI
$286M
$3.69M 0.04%
+67,094
New +$3.3M
PSEC icon
399
Prospect Capital
PSEC
$1.17B
$3.69M 0.04%
548,071
+139,793
+34% +$1.05M
IP icon
400
International Paper
IP
$22B
$3.67M 0.04%
68,135
-2,399
-3% -$126K
14 15
16
17 18

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.