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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMHC
376
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2.92M 0.04%
217,379
+212,146
+4,054% +$3.31M
DES icon
377
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$2.91M 0.04%
116,127
+31,062
+37% +$771K
SVXY icon
378
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
$2.9M 0.04%
39,592
+5,752
+17% +$385K
HAL icon
379
Halliburton
HAL
$27.9B
$2.89M 0.04%
64,394
+11,859
+23% +$518K
BXMT icon
380
Blackstone Mortgage Trust
BXMT
$2.39B
$2.88M 0.04%
97,708
+11,504
+13% +$333K
VRP icon
381
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$2.88M 0.04%
112,755
+20,730
+23% +$527K
ALL icon
382
Allstate
ALL
$68.1B
$2.88M 0.04%
41,627
-3,311
-7% -$228K
DOC icon
383
Healthpeak Properties
DOC
$14.4B
$2.87M 0.04%
83,051
+4,585
+6% +$160K
YUM icon
384
Yum! Brands
YUM
$39.7B
$2.87M 0.04%
43,946
+705
+2% +$45K
XEL icon
385
Xcel Energy
XEL
$48B
$2.85M 0.04%
69,373
-571
-0.8% -$24.4K
GVI icon
386
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$2.83M 0.04%
25,122
+1,888
+8% +$213K
ETR icon
387
Entergy
ETR
$49.2B
$2.83M 0.04%
73,710
+19,484
+36% +$775K
SMH icon
388
VanEck Semiconductor ETF
SMH
$70.2B
$2.82M 0.04%
81,074
+79,650
+5,593% +$2.55M
MAIN icon
389
Main Street Capital
MAIN
$5.44B
$2.81M 0.04%
81,960
+7,677
+10% +$260K
TIER
390
DELISTED
TIER REIT, Inc.
TIER
$2.77M 0.04%
179,673
-10,080
-5% -$165K
PPL
391
PPL Corp
PPL
$26.3B
$2.77M 0.04%
80,356
-6,488
-7% -$233K
FNCL icon
392
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$2.77M 0.04%
96,361
-30,344
-24% -$870K
CPB icon
393
Campbell Soup
CPB
$6.68B
$2.76M 0.04%
50,436
+991
+2% +$60K
TM icon
394
Toyota
TM
$223B
$2.76M 0.04%
23,774
-469
-2% -$53.7K
EW icon
395
Edwards Lifesciences
EW
$53B
$2.75M 0.04%
68,427
-7,950
-10% -$299K
OUSA icon
396
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$2.74M 0.04%
99,886
-6,881
-6% -$191K
PRF icon
397
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.73M 0.04%
145,655
+7,615
+6% +$142K
IYF icon
398
iShares US Financials ETF
IYF
$4.39B
$2.73M 0.04%
60,444
+45,374
+301% +$2.03M
UAA icon
399
Under Armour
UAA
$2.49B
$2.73M 0.04%
70,652
+5,707
+9% +$231K
ARCC icon
400
Ares Capital
ARCC
$14.3B
$2.71M 0.04%
174,655
+14,874
+9% +$228K
14 15
16
17 18

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.