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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKC
3951
DELISTED
IBERIABANK Corp
IBKC
$19K ﹤0.01%
230
-210
-48% -$17.5K
MLQD
3952
DELISTED
iShares 5-10 Year Investment Grade Corporate Bond ETF
MLQD
$19K ﹤0.01%
+390
New +$18.6K
BDSI
3953
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$19K ﹤0.01%
6,912
– –
AIRG icon
3954
Airgain
AIRG
$67.7M
$18K ﹤0.01%
1,375
– –
ARCB icon
3955
ArcBest
ARCB
$3.28B
$18K ﹤0.01%
373
-527
-59% -$24.7K
BSM icon
3956
Black Stone Minerals
BSM
$3.08B
$18K ﹤0.01%
+1,000
New +$18.2K
CLW icon
3957
Clearwater Paper
CLW
$356M
$18K ﹤0.01%
613
+300
+96% +$8.07K
CMCO icon
3958
Columbus McKinnon
CMCO
$550M
$18K ﹤0.01%
470
+214
+84% +$8.94K
FFIC
3959
DELISTED
Flushing Financial
FFIC
$18K ﹤0.01%
742
– –
HCC icon
3960
Warrior Met Coal
HCC
$4.98B
$18K ﹤0.01%
661
-101
-13% -$2.58K
HUBG icon
3961
HUB Group
HUBG
$2.46B
$18K ﹤0.01%
770
+70
+10% +$1.74K
PDS
3962
Precision Drilling
PDS
$1.06B
$18K ﹤0.01%
240
-250
-51% -$18.2K
PFGC icon
3963
Performance Food Group
PFGC
$16.9B
$18K ﹤0.01%
533
-121
-19% -$4.26K
PNI
3964
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$18K ﹤0.01%
1,551
– –
BCIC
3965
BCP Investment Corp
BCIC
$95.6M
$18K ﹤0.01%
550
-900
-62% -$29.2K
PXLW icon
3966
Pixelworks
PXLW
$45.7M
$18K ﹤0.01%
333
– –
RLI icon
3967
RLI Corp
RLI
$5.87B
$18K ﹤0.01%
466
-96
-17% -$3.6K
SEB icon
3968
Seaboard Corp
SEB
$4.02B
$18K ﹤0.01%
5
+1
+25% +$3.73K
TLPH icon
3969
Talphera
TLPH
$72.7M
$18K ﹤0.01%
230
-1
-0.4% -$64
TPIC
3970
DELISTED
TPI Composites
TPIC
$18K ﹤0.01%
645
-455
-41% -$13.2K
UUUU icon
3971
Energy Fuels
UUUU
$3.64B
$18K ﹤0.01%
5,337
+2,712
+103% +$8.01K
VFMO icon
3972
Vanguard US Momentum Factor ETF
VFMO
$1.94B
$18K ﹤0.01%
+206
New +$17.4K
VUZI icon
3973
Vuzix
VUZI
$220M
$18K ﹤0.01%
2,727
– –
VVX icon
3974
V2X
VVX
$2.55B
$18K ﹤0.01%
569
-46
-7% -$1.48K
WVVI icon
3975
Willamette Valley Vineyards
WVVI
$12M
$18K ﹤0.01%
2,265
+917
+68% +$7.47K
157 158
159
160 161

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.