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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDMB
3951
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$13K ﹤0.01%
35
– –
PAY
3952
DELISTED
Verifone Systems Inc
PAY
$13K ﹤0.01%
665
-76
-10% -$1.48K
ERGF
3953
DELISTED
iShares Edge MSCI Multifactor Energy ETF
ERGF
$13K ﹤0.01%
500
– –
IPCC
3954
DELISTED
Infinity Property & Casualty C
IPCC
$13K ﹤0.01%
139
+19
+16% +$1.76K
ALOG
3955
DELISTED
Analogic Corp
ALOG
$13K ﹤0.01%
154
-82
-35% -$5.98K
KNL
3956
DELISTED
Knoll, Inc.
KNL
$13K ﹤0.01%
635
+17
+3% +$319
CHIX
3957
DELISTED
Global X MSCI China Financials ETF
CHIX
$13K ﹤0.01%
750
– –
MINC
3958
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$13K ﹤0.01%
269
– –
UBA
3959
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$13K ﹤0.01%
600
-300
-33% -$6.27K
REGI
3960
DELISTED
Renewable Energy Group, Inc.
REGI
$13K ﹤0.01%
1,049
-163
-13% -$2K
CHU
3961
DELISTED
China Unicom (HONG KONG) Limited
CHU
$13K ﹤0.01%
948
– –
LPNT
3962
DELISTED
LifePoint Health, Inc.
LPNT
$13K ﹤0.01%
218
-936
-81% -$55.7K
ABM icon
3963
ABM Industries
ABM
$2.83B
$12K ﹤0.01%
297
-295
-50% -$12.6K
AMSC icon
3964
American Superconductor
AMSC
$1.57B
$12K ﹤0.01%
2,752
+2
+0.1% +$8
ASA
3965
ASA Gold and Precious Metals
ASA
$1.1B
$12K ﹤0.01%
984
– –
BTT icon
3966
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$12K ﹤0.01%
533
– –
CNYA icon
3967
iShares MSCI China A ETF
CNYA
$206M
$12K ﹤0.01%
+400
New +$11.9K
DBVT
3968
DBV Technologies
DBVT
$890M
$12K ﹤0.01%
+27
New +$11.6K
DMO
3969
Western Asset Mortgage Opportunity Fund
DMO
$121M
$12K ﹤0.01%
460
-461
-50% -$12K
ESI icon
3970
Element Solutions
ESI
$9.19B
$12K ﹤0.01%
+1,073
New +$13.3K
EWP icon
3971
iShares MSCI Spain ETF
EWP
$2.22B
$12K ﹤0.01%
341
-877
-72% -$29.5K
GIII icon
3972
G-III Apparel Group
GIII
$1.47B
$12K ﹤0.01%
411
-844
-67% -$22.2K
GLP icon
3973
Global Partners
GLP
$1.69B
$12K ﹤0.01%
690
-480
-41% -$8.32K
GTE icon
3974
Gran Tierra Energy
GTE
$337M
$12K ﹤0.01%
520
– –
HUBG icon
3975
HUB Group
HUBG
$2.73B
$12K ﹤0.01%
576
+152
+36% +$2.9K
157 158
159
160 161

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.