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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCO
3951
DELISTED
Taubman Centers Inc.
TCO
$8K ﹤0.01%
108
– –
TECD
3952
DELISTED
Tech Data Corp
TECD
$8K ﹤0.01%
100
– –
TGE
3953
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$8K ﹤0.01%
325
-1,675
-84% -$40K
ATHN
3954
DELISTED
Athenahealth, Inc.
ATHN
$8K ﹤0.01%
68
– –
LKM
3955
DELISTED
Link Motion Inc.
LKM
$8K ﹤0.01%
2,000
– –
BPK
3956
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$8K ﹤0.01%
503
+3
+0.6% +$46
FTRPR
3957
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$8K ﹤0.01%
100
– –
BUFF
3958
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$8K ﹤0.01%
336
-4,016
-92% -$102K
VDTH
3959
DELISTED
Videocon d2h Limited
VDTH
$8K ﹤0.01%
769
– –
OME
3960
DELISTED
Omega Protein
OME
$8K ﹤0.01%
344
+300
+682% +$7.05K
SNAK
3961
DELISTED
Inventure Foods, Inc.
SNAK
$8K ﹤0.01%
850
– –
RICE
3962
DELISTED
Rice Energy Inc.
RICE
$8K ﹤0.01%
321
+287
+844% +$7.12K
CEMP
3963
DELISTED
Cempra, Inc.
CEMP
$8K ﹤0.01%
350
+120
+52% +$2.58K
GSOL
3964
DELISTED
Global Sources Ltd
GSOL
$8K ﹤0.01%
999
-150
-13% -$1.31K
PGND
3965
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$8K ﹤0.01%
197
+46
+30% +$1.85K
CHU
3966
DELISTED
China Unicom (HONG KONG) Limited
CHU
$8K ﹤0.01%
648
– –
SOIL
3967
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$8K ﹤0.01%
900
– –
DTYS
3968
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$8K ﹤0.01%
648
-408
-39% -$4.87K
ESNC
3969
DELISTED
EnSync Inc
ESNC
$8K ﹤0.01%
8,000
– –
PAGG
3970
DELISTED
Invesco Global Agriculture ETF
PAGG
$8K ﹤0.01%
354
+2
+0.6% +$47
KNGT
3971
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$8K ﹤0.01%
268
-180
-40% -$5.37K
BWV
3972
DELISTED
iPath ETN linked to CBOE S&P 500 Buy Write Index
BWV
$8K ﹤0.01%
+119
New +$7.98K
DDC
3973
DELISTED
Dominion Diamond Corporation
DDC
$8K ﹤0.01%
865
-56
-6% -$503
AADR icon
3974
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.1M
$7K ﹤0.01%
170
+128
+305% +$5.16K
ABG icon
3975
Asbury Automotive
ABG
$3.78B
$7K ﹤0.01%
136
– –
157 158
159
160 161

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.