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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
3951
MSCI
MSCI
$41.8B
$6K ﹤0.01%
89
+20
+29% +$1.34K
MT icon
3952
ArcelorMittal
MT
$55.2B
$6K ﹤0.01%
663
+40
+6% +$467
MVT
3953
DELISTED
BlackRock MuniVest Fund II
MVT
$6K ﹤0.01%
380
– –
NTCT icon
3954
NETSCOUT
NTCT
$2.89B
$6K ﹤0.01%
182
– –
NWG icon
3955
NatWest
NWG
$76.9B
$6K ﹤0.01%
665
– –
NZAC icon
3956
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$200M
$6K ﹤0.01%
320
+4
+1% +$72
PBD icon
3957
Invesco Global Clean Energy ETF
PBD
$195M
$6K ﹤0.01%
556
-499
-47% -$5.66K
PESI icon
3958
Perma-Fix Environmental Services
PESI
$381M
$6K ﹤0.01%
1,720
+860
+100% +$3.45K
RDN icon
3959
Radian Group
RDN
$4.92B
$6K ﹤0.01%
490
-12
-2% -$176
RDWR icon
3960
Radware
RDWR
$1.25B
$6K ﹤0.01%
400
– –
RMCF icon
3961
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$6K ﹤0.01%
525
– –
SID icon
3962
Companhia Siderúrgica Nacional
SID
$1.19B
$6K ﹤0.01%
6,520
– –
SMTC icon
3963
Semtech
SMTC
$12.4B
$6K ﹤0.01%
323
+45
+16% +$823
SRL icon
3964
Scully Royalty
SRL
$90.1M
$6K ﹤0.01%
600
– –
STBA icon
3965
S&T Bancorp
STBA
$1.82B
$6K ﹤0.01%
187
-44
-19% -$1.43K
STM icon
3966
STMicroelectronics
STM
$48.1B
$6K ﹤0.01%
877
-642
-42% -$4.53K
TECL icon
3967
Direxion Daily Technology Bull 3x ETF
TECL
$6.47B
$6K ﹤0.01%
1,640
– –
TNDM icon
3968
Tandem Diabetes Care
TNDM
$1.61B
$6K ﹤0.01%
49
+2
+4% +$198
TOLZ icon
3969
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$6K ﹤0.01%
156
– –
TRS icon
3970
TriMas Corp
TRS
$1.39B
$6K ﹤0.01%
305
-70
-19% -$1.36K
VBF icon
3971
Invesco Bond Fund
VBF
$169M
$6K ﹤0.01%
375
– –
VC icon
3972
Visteon
VC
$2.86B
$6K ﹤0.01%
56
+9
+19% +$1.02K
WEA
3973
Western Asset Premier Bond Fund
WEA
$125M
$6K ﹤0.01%
500
-2,250
-82% -$28.4K
WOR icon
3974
Worthington Enterprises
WOR
$2.85B
$6K ﹤0.01%
316
– –
CNH
3975
CNH Industrial
CNH
$16.7B
$6K ﹤0.01%
1,109
– –
157 158
159
160 161

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.