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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GENE
3951
DELISTED
Genetic Technologies Ltd.
GENE
$5K ﹤0.01%
138
– –
AAIC
3952
DELISTED
Arlington Asset Investment Corp.
AAIC
$5K ﹤0.01%
392
-32,400
-99% -$574K
AVTA
3953
DELISTED
Avantax, Inc. Common Stock
AVTA
$5K ﹤0.01%
322
-120
-27% -$1.72K
CIR
3954
DELISTED
CIRCOR International, Inc
CIR
$5K ﹤0.01%
+120
New +$5.57K
ACOR
3955
DELISTED
Acorda Therapeutics
ACOR
$5K ﹤0.01%
2
-8
-80% -$31K
IBA
3956
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$5K ﹤0.01%
82
– –
RBCN
3957
DELISTED
Rubicon Technology, Inc.
RBCN
$5K ﹤0.01%
453
– –
WIL
3958
DELISTED
iPath Women in Leadership ETN
WIL
$5K ﹤0.01%
136
– –
MBII
3959
DELISTED
Marrone Bio Innovations, Inc.
MBII
$5K ﹤0.01%
2,850
-310
-10% -$604
EPAY
3960
DELISTED
Bottomline Technologies Inc
EPAY
$5K ﹤0.01%
200
– –
FOE
3961
DELISTED
Ferro Corporation
FOE
$5K ﹤0.01%
456
+185
+68% +$2.51K
MFL
3962
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$5K ﹤0.01%
322
-938
-74% -$13.2K
GRUB
3963
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$5K ﹤0.01%
97
– –
NGHC
3964
DELISTED
National General Holdings Corp
NGHC
$5K ﹤0.01%
+248
New +$5.1K
FHK
3965
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
$5K ﹤0.01%
150
– –
GMO
3966
DELISTED
General Moly, Inc.
GMO
$5K ﹤0.01%
19,250
– –
KOL
3967
DELISTED
VanEck Vectors Coal ETF
KOL
$5K ﹤0.01%
68
– –
DLBS
3968
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$5K ﹤0.01%
223
– –
CHKR
3969
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$5K ﹤0.01%
1,000
-2,550
-72% -$14.3K
DPLO
3970
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$5K ﹤0.01%
+186
New +$7.95K
SEMG
3971
DELISTED
SEMGROUP CORPORATION
SEMG
$5K ﹤0.01%
110
-211
-66% -$12.8K
SDT
3972
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$5K ﹤0.01%
1,501
-21
-1% -$77
ELGX
3973
DELISTED
Endologix Inc
ELGX
$5K ﹤0.01%
39
+30
+333% +$4.07K
ENLK
3974
DELISTED
EnLink Midstream Partners, LP
ENLK
$5K ﹤0.01%
300
– –
HDP
3975
DELISTED
Hortonworks, Inc.
HDP
$5K ﹤0.01%
+235
New +$5.83K
157 158
159
160 161

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.