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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEM
3951
DELISTED
Molecular Templates, Inc.
MTEM
$3K ﹤0.01%
+6
New +$3K
DS
3952
DELISTED
Drive Shack Inc.
DS
$3K ﹤0.01%
666
-3,050
-82% -$14K
MCEP
3953
DELISTED
Mid-Con Energy Partners, LP
MCEP
$3K ﹤0.01%
25
– –
GV
3954
DELISTED
Goldfield Corporation
GV
$3K ﹤0.01%
1,109
– –
MVC
3955
DELISTED
MVC Capital, Inc.
MVC
$3K ﹤0.01%
300
– –
ECT
3956
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$3K ﹤0.01%
1,100
– –
PKD
3957
DELISTED
Parker Drilling Company
PKD
$3K ﹤0.01%
+73
New +$4.24K
SDT
3958
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
1,222
+135
+12% +$515
TIS
3959
DELISTED
Orchids Paper Products, Inc.
TIS
$3K ﹤0.01%
104
– –
VXZ
3960
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$3K ﹤0.01%
50
– –
IMPV
3961
DELISTED
Imperva, Inc.
IMPV
$3K ﹤0.01%
84
+25
+42% +$1K
MZOR
3962
DELISTED
Mazor Robotics Ltd.
MZOR
$3K ﹤0.01%
250
-900
-78% -$10.6K
LHO
3963
DELISTED
LaSalle Hotel Properties
LHO
$3K ﹤0.01%
83
+27
+48% +$1.04K
ELON
3964
DELISTED
Echelon Corp
ELON
$3K ﹤0.01%
200
– –
ICB
3965
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3K ﹤0.01%
+174
New +$3.08K
IPXL
3966
DELISTED
Impax Laboratories, Inc.
IPXL
$3K ﹤0.01%
110
– –
SPIL
3967
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$3K ﹤0.01%
296
– –
BKMU
3968
DELISTED
Bank Mutual Corp
BKMU
$3K ﹤0.01%
+467
New +$3.03K
FNFV
3969
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$3K ﹤0.01%
279
+6
+2% +$64
ABCO
3970
DELISTED
Advisory Board Co
ABCO
$3K ﹤0.01%
+54
New +$2.54K
ENOC
3971
DELISTED
EnerNOC, Inc.
ENOC
$3K ﹤0.01%
200
– –
SFR
3972
DELISTED
Starwood Waypoint Homes
SFR
$3K ﹤0.01%
101
+10
+11% +$258
FNCX
3973
DELISTED
Function(x) Inc.
FNCX
$3K ﹤0.01%
+50
New +$3.02K
WILN
3974
DELISTED
Wi-LAN Inc.
WILN
$3K ﹤0.01%
+1,000
New +$3.17K
IL
3975
DELISTED
IntraLinks Holdings Inc.
IL
$3K ﹤0.01%
250
– –
157 158
159
160 161

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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.