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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRE
3951
DELISTED
LRR ENERGY LP
LRE
– –
-1,000
Closed -$16K
CSRE
3952
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$0 ﹤0.01%
1
– –
CKSW
3953
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-5,117
Closed -$31K
MIG
3954
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$0 ﹤0.01%
42
-5
-11% -$34
VTSS
3955
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$0 ﹤0.01%
25
– –
DRL
3956
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
6
– –
TRLA
3957
DELISTED
TRULIA INC (DEL)
TRLA
– –
-12,283
Closed -$578K
VOLC
3958
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-2
Closed –
CACH
3959
DELISTED
CACHE INC (DE)
CACH
– –
-5
Closed –
CFP
3960
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$0 ﹤0.01%
6
– –
OIBR.C
3961
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
SMA
3962
DELISTED
SYMMETRY MEDICAL INC
SMA
$0 ﹤0.01%
39
– –
SPPR
3963
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
$0 ﹤0.01%
62
– –
NUJ
3964
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
– –
-380
Closed -$5K
GTAT
3965
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$0 ﹤0.01%
50
– –
RTL
3966
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
$0 ﹤0.01%
1
-373
-100% -$13.3K
MEAS
3967
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-2
Closed –
OHAI
3968
DELISTED
OHA Investment Corporation
OHAI
$0 ﹤0.01%
12
– –
KIOR
3969
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$0 ﹤0.01%
100
– –
ESC
3970
DELISTED
EMERITUS CORP
ESC
– –
-29
Closed -$1K
AMBT
3971
DELISTED
Ambient Corp
AMBT
$0 ﹤0.01%
140
– –
GA
3972
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-1,150
Closed -$10K
ZLCS
3973
DELISTED
ZALICUS INC COM NEW
ZLCS
$0 ﹤0.01%
+33
New +$93
JOSB
3974
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-2
Closed –
SWSH
3975
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$0 ﹤0.01%
50
– –
157 158
159
160 161

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.