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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEON icon
3926
Neonode
NEON
$16.4M
$13K ﹤0.01%
1,000
– –
NHC icon
3927
National Healthcare
NHC
$3.43B
$13K ﹤0.01%
210
-6
-3% -$387
NZAC icon
3928
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$199M
$13K ﹤0.01%
604
– –
OMER icon
3929
Omeros
OMER
$992M
$13K ﹤0.01%
608
– –
PXJ icon
3930
Invesco Oil & Gas Services ETF
PXJ
$64.2M
$13K ﹤0.01%
255
– –
RARE icon
3931
Ultragenyx Pharmaceutical
RARE
$2.66B
$13K ﹤0.01%
243
+200
+465% +$11.8K
SEVN
3932
Seven Hills Realty Trust
SEVN
$170M
$13K ﹤0.01%
692
-27
-4% -$552
SUSB icon
3933
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$13K ﹤0.01%
+531
New +$13.4K
AD
3934
Array Digital Infrastructure
AD
$3.05B
$13K ﹤0.01%
375
-34
-8% -$1.28K
VREX icon
3935
Varex Imaging
VREX
$779M
$13K ﹤0.01%
398
+131
+49% +$4.1K
WIX icon
3936
WIX.com
WIX
$2.77B
$13K ﹤0.01%
188
+45
+31% +$2.99K
AY
3937
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$13K ﹤0.01%
658
+165
+33% +$3.43K
HAYN
3938
DELISTED
Haynes International, Inc.
HAYN
$13K ﹤0.01%
350
– –
DSKE
3939
DELISTED
Daseke, Inc. Common Stock
DSKE
$13K ﹤0.01%
1,000
– –
RUTH
3940
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$13K ﹤0.01%
642
-38,793
-98% -$784K
CLVS
3941
DELISTED
Clovis Oncology, Inc.
CLVS
$13K ﹤0.01%
164
-1,913
-92% -$152K
ENIA
3942
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$13K ﹤0.01%
1,261
+170
+16% +$1.73K
VCRA
3943
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$13K ﹤0.01%
429
-82
-16% -$2.26K
FMBI
3944
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$13K ﹤0.01%
536
+13
+2% +$289
AEGN
3945
DELISTED
Aegion Corp
AEGN
$13K ﹤0.01%
550
– –
VRTU
3946
DELISTED
Virtusa Corporation
VRTU
$13K ﹤0.01%
354
-18
-5% -$619
AVX
3947
DELISTED
AVX Corporation
AVX
$13K ﹤0.01%
700
-400
-36% -$6.94K
SRCI
3948
DELISTED
SRC Energy Inc
SRCI
$13K ﹤0.01%
1,299
-21
-2% -$166
BKS
3949
DELISTED
Barnes & Noble
BKS
$13K ﹤0.01%
1,650
+1,131
+218% +$8.44K
FTD
3950
DELISTED
FTD Companies, Inc. Common Stock
FTD
$13K ﹤0.01%
982
-10
-1% -$159
156 157
158
159 160

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.