We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BANC icon
3926
Banc of California
BANC
$3.11B
$9K ﹤0.01%
535
-793
-60% -$12.2K
BANX
3927
ArrowMark Financial
BANX
$200M
$9K ﹤0.01%
500
-500
-50% -$9.24K
BBU
3928
DELISTED
Brookfield Business Partners
BBU
$9K ﹤0.01%
581
-90
-13% -$1.42K
BSAC icon
3929
Banco Santander Chile
BSAC
$16.1B
$9K ﹤0.01%
435
-159
-27% -$3.48K
BTAL icon
3930
AGF US Market Neutral Anti-Beta Fund
BTAL
$297M
$9K ﹤0.01%
+445
New +$8.99K
CHH icon
3931
Choice Hotels
CHH
$4.71B
$9K ﹤0.01%
162
-2,441
-94% -$122K
CIK
3932
Credit Suisse Asset Management Income Fund
CIK
$134M
$9K ﹤0.01%
2,700
-18,000
-87% -$55.6K
CNS icon
3933
Cohen & Steers
CNS
$4.4B
$9K ﹤0.01%
268
+117
+77% +$4.28K
FBNC icon
3934
First Bancorp
FBNC
$2.74B
$9K ﹤0.01%
344
-76
-18% -$1.75K
FCNCA icon
3935
First Citizens BancShares
FCNCA
$25.6B
$9K ﹤0.01%
27
– –
FNLC icon
3936
First Bancorp
FNLC
$401M
$9K ﹤0.01%
274
– –
FWONK icon
3937
Liberty Media Series C
FWONK
$26B
$9K ﹤0.01%
305
+111
+57% +$3.18K
GLNG icon
3938
Golar LNG
GLNG
$5.21B
$9K ﹤0.01%
397
+1
+0.3% +$23
GPRE icon
3939
Green Plains
GPRE
$1.09B
$9K ﹤0.01%
310
-80
-21% -$2.13K
GTE icon
3940
Gran Tierra Energy
GTE
$336M
$9K ﹤0.01%
300
– –
HIW icon
3941
Highwoods Properties
HIW
$3.51B
$9K ﹤0.01%
176
+16
+10% +$783
HPP
3942
Hudson Pacific Properties
HPP
$787M
$9K ﹤0.01%
37
+12
+48% +$2.81K
HUBS icon
3943
HubSpot
HUBS
$12B
$9K ﹤0.01%
+200
New +$10.6K
IHD
3944
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$134M
$9K ﹤0.01%
1,167
– –
KOPN icon
3945
Kopin
KOPN
$898M
$9K ﹤0.01%
3,000
– –
MCRB icon
3946
Seres Therapeutics
MCRB
$45M
$9K ﹤0.01%
45
– –
PBD icon
3947
Invesco Global Clean Energy ETF
PBD
$195M
$9K ﹤0.01%
917
-197
-18% -$2.07K
PCTY icon
3948
Paylocity
PCTY
$8.1B
$9K ﹤0.01%
290
+190
+190% +$7.07K
RXL icon
3949
ProShares Ultra Health Care
RXL
$90.8M
$9K ﹤0.01%
600
-3,824
-86% -$58K
SLVP icon
3950
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$952M
$9K ﹤0.01%
830
– –
156 157
158
159 160

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.