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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODC icon
3926
Oil-Dri
ODC
$1.27B
$8K ﹤0.01%
408
-98
-19% -$1.82K
OIS icon
3927
Oil States International
OIS
$526M
$8K ﹤0.01%
244
+85
+53% +$2.61K
PBHC icon
3928
Pathfinder Bancorp
PBHC
$102M
$8K ﹤0.01%
658
– –
PRIM icon
3929
Primoris Services
PRIM
$4.35B
$8K ﹤0.01%
371
+54
+17% +$1.02K
ROL icon
3930
Rollins
ROL
$17.4B
$8K ﹤0.01%
610
-6,658
-92% -$84.8K
SBSI icon
3931
Southside Bancshares
SBSI
$984M
$8K ﹤0.01%
246
– –
SCM icon
3932
Stellus Capital Investment Corp
SCM
$254M
$8K ﹤0.01%
700
– –
SMP icon
3933
Standard Motor Products
SMP
$870M
$8K ﹤0.01%
167
-492
-75% -$21.4K
TCI icon
3934
Transcontinental Realty Investors
TCI
$312M
$8K ﹤0.01%
719
– –
TECL icon
3935
Direxion Daily Technology Bull 3x ETF
TECL
$6.47B
$8K ﹤0.01%
1,640
– –
TKC icon
3936
Turkcell
TKC
$4.72B
$8K ﹤0.01%
1,040
+761
+273% +$6.53K
TK icon
3937
Teekay
TK
$1.06B
$8K ﹤0.01%
1,013
– –
TLF icon
3938
Tandy Leather Factory
TLF
$20.6M
$8K ﹤0.01%
1,000
– –
TNET icon
3939
TriNet
TNET
$3.22B
$8K ﹤0.01%
373
– –
TRNO icon
3940
Terreno Realty
TRNO
$7.5B
$8K ﹤0.01%
281
+74
+36% +$1.98K
UFPT icon
3941
UFP Technologies
UFPT
$2.48B
$8K ﹤0.01%
310
– –
AFT
3942
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8K ﹤0.01%
444
– –
FGH
3943
DELISTED
FG Group Holdings Inc.
FGH
$8K ﹤0.01%
1,200
-2,000
-63% -$11.5K
FDEU
3944
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$8K ﹤0.01%
483
– –
SCU
3945
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$8K ﹤0.01%
178
-20
-10% -$754
TRTN
3946
DELISTED
Triton International Limited
TRTN
$8K ﹤0.01%
+610
New +$9.22K
ARNA
3947
DELISTED
Arena Pharmaceuticals Inc
ARNA
$8K ﹤0.01%
490
+50
+11% +$829
VMM
3948
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$8K ﹤0.01%
550
– –
MGLN
3949
DELISTED
Magellan Health Services, Inc.
MGLN
$8K ﹤0.01%
156
-6
-4% -$362
MCEP
3950
DELISTED
Mid-Con Energy Partners, LP
MCEP
$8K ﹤0.01%
140
– –
156 157
158
159 160

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.