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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPTT icon
3926
Ocean Power Technologies
OPTT
$55.1M
$3K ﹤0.01%
+25
New +$4.79K
PKE icon
3927
Park Aerospace
PKE
$815M
$3K ﹤0.01%
125
– –
POST icon
3928
Post Holdings
POST
$3.56B
$3K ﹤0.01%
108
– –
RAIL icon
3929
FreightCar America
RAIL
$252M
$3K ﹤0.01%
100
– –
SLVP icon
3930
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$3K ﹤0.01%
390
– –
SMTC icon
3931
Semtech
SMTC
$12.2B
$3K ﹤0.01%
117
+108
+1,200% +$2.76K
SNV
3932
DELISTED
Synovus
SNV
$3K ﹤0.01%
92
-112
-55% -$2.83K
SOHU
3933
Sohu.com
SOHU
$371M
$3K ﹤0.01%
56
– –
SPGM icon
3934
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
$3K ﹤0.01%
80
– –
SPHY icon
3935
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$3K ﹤0.01%
+114
New +$2.99K
STC icon
3936
Stewart Information Services
STC
$2B
$3K ﹤0.01%
+84
New +$2.85K
STGW icon
3937
Stagwell
STGW
$2.27B
$3K ﹤0.01%
+121
New +$2.53K
STRA icon
3938
Strategic Education
STRA
$1.81B
$3K ﹤0.01%
+45
New +$3.18K
TCBI icon
3939
Texas Capital Bancshares
TCBI
$4.36B
$3K ﹤0.01%
+47
New +$2.67K
TGS icon
3940
Transportadora de Gas del Sur
TGS
$4.22B
$3K ﹤0.01%
+1,025
New +$3.32K
TMHC
3941
DELISTED
Taylor Morrison
TMHC
$3K ﹤0.01%
139
-89
-39% -$1.59K
ULH icon
3942
Universal Logistics Holdings
ULH
$503M
$3K ﹤0.01%
+100
New +$2.65K
UMC icon
3943
United Microelectronic
UMC
$47.5B
$3K ﹤0.01%
1,241
-2,692
-68% -$5.73K
UUUU icon
3944
Energy Fuels
UUUU
$3.69B
$3K ﹤0.01%
417
+410
+5,857% +$2.74K
VOC icon
3945
VOC Energy
VOC
$53.2M
$3K ﹤0.01%
+500
New +$4.3K
WAL icon
3946
Western Alliance Bancorporation
WAL
$8.89B
$3K ﹤0.01%
+90
New +$2.32K
WF icon
3947
Woori Financial
WF
$17.1B
$3K ﹤0.01%
+100
New +$3.18K
WTMF icon
3948
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$3K ﹤0.01%
79
– –
ENG
3949
DELISTED
ENGlobal Corp
ENG
$3K ﹤0.01%
188
– –
NXGN
3950
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$3K ﹤0.01%
162
-1,138
-88% -$16.6K
156 157
158
159 160

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.