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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEUM
3926
DELISTED
Pareteum Corporation
TEUM
– –
0
– –
APOL
3927
DELISTED
Apollo Education Group Inc Class A
APOL
$0 ﹤0.01%
13
– –
FES
3928
DELISTED
Forbes Energy Services Ltd
FES
$0 ﹤0.01%
54
– –
RSTI
3929
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$0 ﹤0.01%
13
– –
COB
3930
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
5
– –
COSI
3931
DELISTED
COSI INC NEW COM STK (DE)
COSI
$0 ﹤0.01%
50
-300
-86% -$575
ERB
3932
DELISTED
ERBA DIAGNOSTICS
ERB
– –
-100
Closed –
ASEI
3933
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-84
Closed -$5K
FMD
3934
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
43
-1
-2% -$8
MESG
3935
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
-100
-95% -$3.37K
RSE
3936
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
15
+3
+25% +$64
FSYS
3937
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-1,500
Closed -$29K
CKP
3938
DELISTED
CHECKPOINT SYSTEMS INC
CKP
– –
-1,000
Closed -$17K
BLT
3939
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$0 ﹤0.01%
14
– –
MR
3940
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-704
Closed -$27K
CCG
3941
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
– –
-1,521
Closed -$16K
ZINC
3942
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$0 ﹤0.01%
13
-2
-13% -$28
MDAS
3943
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-708
Closed -$18K
WPP
3944
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-6
Closed –
WAVX
3945
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
-9
-90% -$104
ISH
3946
DELISTED
INTL SHIPHOLDING CORP
ISH
$0 ﹤0.01%
2
– –
IPCM
3947
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
– –
-200
Closed -$10K
GAME
3948
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-181
Closed -$1K
DEJ
3949
DELISTED
DEJOUR ENERGY INC COM
DEJ
$0 ﹤0.01%
2,000
– –
ENVI
3950
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-3,000
Closed -$9K
156 157
158
159 160

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.