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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIG
3926
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$0 ﹤0.01%
47
-210
-82% -$1.5K
IGTE
3927
DELISTED
IGATE CORPORATION
IGTE
– –
-20
Closed –
CRRC
3928
DELISTED
COURIER CORP
CRRC
– –
-10
Closed –
PKT
3929
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-30,000
Closed -$412K
VTSS
3930
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$0 ﹤0.01%
25
– –
GNI
3931
DELISTED
GREAT NORTH IRON ORE CTFBIN
GNI
– –
-500
Closed -$34K
CODE
3932
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
– –
-737
Closed -$10K
DRL
3933
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
6
– –
VOLC
3934
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$0 ﹤0.01%
2
– –
CACH
3935
DELISTED
CACHE INC (DE)
CACH
$0 ﹤0.01%
5
– –
CFP
3936
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$0 ﹤0.01%
6
– –
OIBR.C
3937
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
SMA
3938
DELISTED
SYMMETRY MEDICAL INC
SMA
$0 ﹤0.01%
39
– –
SPPR
3939
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
$0 ﹤0.01%
62
-1
-2% -$7
GTAT
3940
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$0 ﹤0.01%
50
– –
MEAS
3941
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$0 ﹤0.01%
2
– –
OHAI
3942
DELISTED
OHA Investment Corporation
OHAI
$0 ﹤0.01%
12
– –
CAD
3943
DELISTED
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
CAD
– –
-200
Closed -$19K
KIOR
3944
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$0 ﹤0.01%
100
– –
EQU
3945
DELISTED
EQUAL ENERGY LTD COM
EQU
$0 ﹤0.01%
100
-333
-77% -$1.48K
HITT
3946
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-50
Closed -$3K
AMBT
3947
DELISTED
Ambient Corp
AMBT
$0 ﹤0.01%
140
– –
JOSB
3948
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$0 ﹤0.01%
2
– –
MBIS
3949
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
$0 ﹤0.01%
+200
New +$317
SWSH
3950
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$0 ﹤0.01%
50
– –
156 157
158
159 160

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.