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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPTY
3901
US Diversified Real Estate ETF
PPTY
$25.5M
$20K ﹤0.01%
+700
New +$19.8K
PUMP icon
3902
ProPetro Holding
PUMP
$1.42B
$20K ﹤0.01%
1,211
+94
+8% +$1.51K
RSPR icon
3903
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$100M
$20K ﹤0.01%
706
-996
-59% -$27.8K
SHAK icon
3904
Shake Shack
SHAK
$2.94B
$20K ﹤0.01%
313
+38
+14% +$2.31K
TAL icon
3905
TAL Education Group
TAL
$6.43B
$20K ﹤0.01%
800
+307
+62% +$9.92K
USL icon
3906
United States 12 Month Oil Fund,
USL
$45.3M
$20K ﹤0.01%
753
– –
WHLR
3907
Wheeler Real Estate Investment Trust
WHLR
$383K
– –
0
– –
PRSU
3908
Pursuit Attractions and Hospitality Inc
PRSU
$1.27B
$20K ﹤0.01%
330
– –
RPT
3909
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$20K ﹤0.01%
1,439
-78
-5% -$1.04K
Y
3910
DELISTED
Alleghany Corp
Y
$20K ﹤0.01%
30
-9
-23% -$5.63K
SC
3911
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$20K ﹤0.01%
1,000
-473
-32% -$9.71K
TRIL
3912
DELISTED
Trillium Therapeutics Inc.
TRIL
$20K ﹤0.01%
3,500
– –
MLPY
3913
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$20K ﹤0.01%
2,953
– –
FRN
3914
DELISTED
Invesco Frontier Markets ETF
FRN
$20K ﹤0.01%
1,500
+1,158
+339% +$15.9K
ZF
3915
DELISTED
Virtus Total Return Fund Inc.
ZF
$20K ﹤0.01%
1,877
-1,005
-35% -$10.7K
RTEC
3916
DELISTED
Rudolph Technologies Inc
RTEC
$20K ﹤0.01%
782
+675
+631% +$18.6K
WMCR
3917
DELISTED
Invesco Wilshire Micro-Cap ETF
WMCR
$20K ﹤0.01%
+544
New +$20.2K
BOJA
3918
DELISTED
Bojangles', Inc. Common Stock
BOJA
$20K ﹤0.01%
1,274
-453
-26% -$6.41K
CIZ
3919
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$20K ﹤0.01%
574
-643
-53% -$21.9K
AAWW
3920
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$20K ﹤0.01%
323
-469
-59% -$30.4K
GSH
3921
DELISTED
Guangshen Railway Co. Ltd
GSH
$20K ﹤0.01%
889
+676
+317% +$16.2K
ANDE icon
3922
Andersons Inc
ANDE
$2.21B
$19K ﹤0.01%
500
– –
BSCR icon
3923
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$19K ﹤0.01%
1,000
– –
CAAP icon
3924
Corporacion America
CAAP
$6.43B
$19K ﹤0.01%
+2,200
New +$20.6K
EPAC icon
3925
Enerpac Tool Group
EPAC
$1.91B
$19K ﹤0.01%
698
-427
-38% -$12.3K
155 156
157
158 159

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.