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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPL
3901
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$14K ﹤0.01%
1,647
+57
+4% +$520
HFBC
3902
DELISTED
HopFed Bancorp Inc
HFBC
$14K ﹤0.01%
984
+119
+14% +$1.7K
PETX
3903
DELISTED
Aratana Therapeutics, Inc.
PETX
$14K ﹤0.01%
2,265
+1,300
+135% +$8.23K
BNCL
3904
DELISTED
Beneficial Bancorp, Inc.
BNCL
$14K ﹤0.01%
872
+156
+22% +$2.38K
ERN
3905
DELISTED
Erin Energy Corp
ERN
$14K ﹤0.01%
5,080
-2,026
-29% -$4.61K
SYT
3906
DELISTED
Syngenta Ag
SYT
$14K ﹤0.01%
148
-50
-25% -$4.61K
LDR
3907
DELISTED
Landauer Inc
LDR
$14K ﹤0.01%
205
+1
+0.5% +$60
IRR
3908
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$14K ﹤0.01%
2,005
-2,992
-60% -$18.3K
GSP
3909
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$14K ﹤0.01%
988
– –
MBT
3910
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$14K ﹤0.01%
1,385
-63
-4% -$583
ARLZ
3911
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$14K ﹤0.01%
6,004
-27
-0.4% -$36
EE
3912
DELISTED
El Paso Electric Company
EE
$14K ﹤0.01%
246
-68
-22% -$3.65K
PTM
3913
DELISTED
E-TRACS UBS Long Platinum ETN
PTM
$14K ﹤0.01%
1,356
+1,032
+319% +$10.3K
BWEN icon
3914
Broadwind
BWEN
$113M
$13K ﹤0.01%
4,000
– –
CDP icon
3915
COPT Defense Properties
CDP
$4.12B
$13K ﹤0.01%
404
– –
CLW icon
3916
Clearwater Paper
CLW
$368M
$13K ﹤0.01%
262
+108
+70% +$5.05K
EMO
3917
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$13K ﹤0.01%
213
+1
+0.5% +$61
FCEL icon
3918
FuelCell Energy
FCEL
$1.58B
$13K ﹤0.01%
21
– –
HI
3919
DELISTED
Hillenbrand
HI
$13K ﹤0.01%
327
+2
+0.6% +$73
JEQ
3920
DELISTED
abrdn Japan Equity Fund
JEQ
$13K ﹤0.01%
1,500
– –
KFRC icon
3921
Kforce
KFRC
$1.04B
$13K ﹤0.01%
666
-398
-37% -$7.39K
LODE icon
3922
Comstock
LODE
$264M
$13K ﹤0.01%
344
– –
LXRX icon
3923
Lexicon Pharmaceuticals
LXRX
$1.04B
$13K ﹤0.01%
1,052
-1,828
-63% -$27K
MED icon
3924
Medifast
MED
$134M
$13K ﹤0.01%
213
+150
+238% +$7.46K
MEOH icon
3925
Methanex
MEOH
$4.27B
$13K ﹤0.01%
258
– –
155 156
157
158 159

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.