We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STS
3901
DELISTED
Supreme Industries Inc Class A
STS
$9K ﹤0.01%
486
-999
-67% -$16.4K
CAVM
3902
DELISTED
Cavium, Inc.
CAVM
$9K ﹤0.01%
163
+53
+48% +$2.65K
NCB
3903
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$9K ﹤0.01%
500
– –
PSAU
3904
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$9K ﹤0.01%
400
– –
DCM
3905
DELISTED
NTT DOCOMO, Inc.
DCM
$9K ﹤0.01%
355
-150
-30% -$3.96K
ALDW
3906
DELISTED
Alon USA Partners LP
ALDW
$9K ﹤0.01%
1,031
-600
-37% -$5.88K
AIXG
3907
DELISTED
Aixtron SE
AIXG
$9K ﹤0.01%
1,510
– –
CHA
3908
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
175
-1
-0.6% -$50
GSC
3909
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$9K ﹤0.01%
443
– –
BAL
3910
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$9K ﹤0.01%
200
– –
LDRI
3911
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
ARCO icon
3912
Arcos Dorados Holdings
ARCO
$1.71B
$8K ﹤0.01%
1,593
– –
ARKW icon
3913
ARK Web x.0 ETF
ARKW
$1.82B
$8K ﹤0.01%
300
– –
CAPL icon
3914
CrossAmerica Partners
CAPL
$887M
$8K ﹤0.01%
+298
New +$7.41K
CGEN icon
3915
Compugen
CGEN
$228M
$8K ﹤0.01%
1,238
– –
FBNC icon
3916
First Bancorp
FBNC
$2.74B
$8K ﹤0.01%
420
+53
+14% +$1.01K
FCNCA icon
3917
First Citizens BancShares
FCNCA
$25.6B
$8K ﹤0.01%
27
+20
+286% +$5.45K
GDEN
3918
DELISTED
Golden Entertainment
GDEN
$8K ﹤0.01%
637
+600
+1,622% +$7.66K
GGZ
3919
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$8K ﹤0.01%
668
+163
+32% +$1.75K
GLNG icon
3920
Golar LNG
GLNG
$5.21B
$8K ﹤0.01%
396
+1
+0.3% +$19
HIW icon
3921
Highwoods Properties
HIW
$3.51B
$8K ﹤0.01%
160
-84
-34% -$4.47K
ICFI icon
3922
ICF International
ICFI
$1.6B
$8K ﹤0.01%
170
+65
+62% +$2.73K
KF
3923
Korea Fund
KF
$266M
$8K ﹤0.01%
211
– –
MRCY icon
3924
Mercury Systems
MRCY
$6.59B
$8K ﹤0.01%
317
-1,222
-79% -$29.3K
NUGT icon
3925
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.16B
$8K ﹤0.01%
20
-288
-94% -$153K
155 156
157
158 159

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.