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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQIX icon
3901
Equinix
EQIX
$102B
$3K ﹤0.01%
15
-261
-95% -$56.4K
FET icon
3902
Forum Energy Technologies
FET
$934M
$3K ﹤0.01%
+7
New +$3.45K
FORM icon
3903
FormFactor
FORM
$9.46B
$3K ﹤0.01%
+334
New +$2.62K
FYT icon
3904
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$3K ﹤0.01%
91
– –
GALT icon
3905
Galectin Therapeutics
GALT
$316M
$3K ﹤0.01%
827
+119
+17% +$526
GDL
3906
GDL Fund
GDL
$92M
$3K ﹤0.01%
315
-35,104
-99% -$361K
GGAL icon
3907
Galicia Financial Group
GGAL
$7.15B
$3K ﹤0.01%
+162
New +$2.35K
GLO
3908
Clough Global Opportunities Fund
GLO
$257M
$3K ﹤0.01%
+200
New +$2.4K
MCHB
3909
Mechanics Bancorp
MCHB
$3.8B
$3K ﹤0.01%
200
+100
+100% +$1.69K
HPP
3910
Hudson Pacific Properties
HPP
$724M
$3K ﹤0.01%
13
– –
HURN icon
3911
Huron Consulting
HURN
$2.43B
$3K ﹤0.01%
43
+3
+8% +$201
IMNN icon
3912
Imunon
IMNN
$6.77M
– –
0
– –
IMOS
3913
ChipMOS TECHNOLOGIES
IMOS
$2.06B
$3K ﹤0.01%
+135
New +$3.23K
INGN icon
3914
Inogen
INGN
$157M
$3K ﹤0.01%
100
– –
INOD icon
3915
Innodata
INOD
$2.05B
$3K ﹤0.01%
1,000
– –
KOPN icon
3916
Kopin
KOPN
$964M
$3K ﹤0.01%
700
– –
MZTI
3917
The Marzetti Company
MZTI
$3.15B
$3K ﹤0.01%
31
– –
LCII icon
3918
LCI Industries
LCII
$2.61B
$3K ﹤0.01%
50
– –
LIVE icon
3919
Live Ventures
LIVE
$31.8M
$3K ﹤0.01%
150
– –
LYV icon
3920
Live Nation Entertainment
LYV
$42.7B
$3K ﹤0.01%
119
+39
+49% +$983
MATV icon
3921
Mativ Holdings
MATV
$706M
$3K ﹤0.01%
63
+11
+21% +$457
MNA icon
3922
IQ ARB Merger Arbitrage ETF
MNA
$253M
$3K ﹤0.01%
+114
New +$3.15K
MTR
3923
Mesa Royalty Trust
MTR
$5.29M
$3K ﹤0.01%
100
– –
MUE
3924
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3K ﹤0.01%
212
+49
+30% +$652
NZAC icon
3925
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$198M
$3K ﹤0.01%
+160
New +$2.94K
155 156
157
158 159

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.