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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATH
3876
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$21K ﹤0.01%
412
+142
+53% +$6.85K
CLDR
3877
DELISTED
Cloudera, Inc.
CLDR
$21K ﹤0.01%
1,171
+100
+9% +$1.52K
FIT
3878
DELISTED
Fitbit, Inc. Class A common stock
FIT
$21K ﹤0.01%
4,045
-9,870
-71% -$59K
FSCT
3879
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$21K ﹤0.01%
550
– –
AVEO
3880
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$21K ﹤0.01%
654
+240
+58% +$6.17K
FCB
3881
DELISTED
FCB Financial Holdings, Inc.
FCB
$21K ﹤0.01%
461
– –
ORBC
3882
DELISTED
ORBCOMM, Inc.
ORBC
$21K ﹤0.01%
1,979
-791
-29% -$8.37K
DOD
3883
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$21K ﹤0.01%
858
– –
GOLD
3884
DELISTED
Randgold Resources Ltd
GOLD
$21K ﹤0.01%
301
-111
-27% -$7.62K
FTF.RT
3885
DELISTED
Franklin Limited Duration Income Trust Rights (expiring October 18, 2018)
FTF.RT
$21K ﹤0.01%
+215,530
New +$41.6K
ASRT
3886
DELISTED
Assertio
ASRT
$20K ﹤0.01%
57
-16
-22% -$6.99K
DCH
3887
Dauch Corp
DCH
$1.59B
$20K ﹤0.01%
1,158
-28
-2% -$481
BFZ
3888
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$20K ﹤0.01%
1,650
-2,729
-62% -$34.7K
BHE icon
3889
Benchmark Electronics
BHE
$2.91B
$20K ﹤0.01%
865
+342
+65% +$9.03K
CNXN icon
3890
PC Connection
CNXN
$2.05B
$20K ﹤0.01%
522
+26
+5% +$964
CYH icon
3891
Community Health Systems
CYH
$417M
$20K ﹤0.01%
5,946
– –
EAT icon
3892
Brinker International
EAT
$10.2B
$20K ﹤0.01%
442
-4,062
-90% -$189K
FITE
3893
State Street SPDR S&P Kensho Future Security ETF
FITE
$160M
$20K ﹤0.01%
+564
New +$19.7K
FORM icon
3894
FormFactor
FORM
$10.4B
$20K ﹤0.01%
1,496
-252
-14% -$3.48K
GKOS icon
3895
Glaukos
GKOS
$11.1B
$20K ﹤0.01%
324
-84
-21% -$4.12K
GTE icon
3896
Gran Tierra Energy
GTE
$333M
$20K ﹤0.01%
513
-7
-1% -$237
IGI
3897
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.8M
$20K ﹤0.01%
964
+12
+1% +$241
LRFC
3898
DELISTED
Logan Ridge Finance Corp
LRFC
$20K ﹤0.01%
392
+100
+34% +$5.21K
OVLY icon
3899
Oak Valley Bancorp
OVLY
$283M
$20K ﹤0.01%
1,008
– –
PEB icon
3900
Pebblebrook Hotel Trust
PEB
$2.07B
$20K ﹤0.01%
539
-1,272
-70% -$48.5K
154 155
156
157 158

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.