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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLU
3876
Gabelli Utility & Income Trust
GLU
$116M
$14K ﹤0.01%
690
+440
+176% +$9.02K
XRN
3877
Chiron Real Estate Inc
XRN
$475M
$14K ﹤0.01%
305
-4,540
-94% -$204K
GWRS icon
3878
Global Water Resources
GWRS
$216M
$14K ﹤0.01%
1,526
+11
+0.7% +$106
LCTX icon
3879
Lineage Cell Therapeutics
LCTX
$281M
$14K ﹤0.01%
+5,715
New +$14.2K
LRFC
3880
DELISTED
Logan Ridge Finance Corp
LRFC
$14K ﹤0.01%
250
– –
MHN
3881
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$14K ﹤0.01%
+1,000
New +$14.2K
NNY icon
3882
Nuveen New York Municipal Value Fund
NNY
$157M
$14K ﹤0.01%
1,382
– –
OR icon
3883
OR Royalties Inc
OR
$6.28B
$14K ﹤0.01%
1,083
+940
+657% +$12.2K
PLUS icon
3884
ePlus
PLUS
$2.32B
$14K ﹤0.01%
294
-66
-18% -$2.69K
RDY icon
3885
Dr. Reddy's Laboratories
RDY
$10.4B
$14K ﹤0.01%
2,000
+1,000
+100% +$7.19K
SHAK icon
3886
Shake Shack
SHAK
$2.86B
$14K ﹤0.01%
435
– –
STRL icon
3887
Sterling Infrastructure
STRL
$16.3B
$14K ﹤0.01%
920
+810
+736% +$10.2K
TBI
3888
Trueblue
TBI
$308M
$14K ﹤0.01%
629
– –
THQ
3889
abrdn Healthcare Opportunities Fund
THQ
$809M
$14K ﹤0.01%
753
+103
+16% +$1.89K
TILE icon
3890
Interface
TILE
$2.24B
$14K ﹤0.01%
663
+141
+27% +$2.75K
UVE icon
3891
Universal Insurance Holdings
UVE
$1.21B
$14K ﹤0.01%
606
-54
-8% -$1.23K
TWOU
3892
DELISTED
2U Inc
TWOU
$14K ﹤0.01%
8
-9
-53% -$13.5K
AEL
3893
DELISTED
American Equity Investment Life Holding Company
AEL
$14K ﹤0.01%
480
-232
-33% -$6.4K
CBAY
3894
DELISTED
Cymabay Therapeutics
CBAY
$14K ﹤0.01%
1,735
-4,700
-73% -$31.8K
ZSAN
3895
DELISTED
Zosano Pharma Corporation
ZSAN
$14K ﹤0.01%
24
– –
TLND
3896
DELISTED
Talend S.A. American Depositary Shares
TLND
$14K ﹤0.01%
353
+103
+41% +$3.97K
BAF
3897
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$14K ﹤0.01%
935
-118
-11% -$1.78K
BITA
3898
DELISTED
Bitauto Holdings Limited
BITA
$14K ﹤0.01%
317
+20
+7% +$722
SDRL
3899
DELISTED
Seadrill Limited Common Stock
SDRL
$14K ﹤0.01%
160
-8
-5% -$698
ORG
3900
DELISTED
The Organics ETF
ORG
$14K ﹤0.01%
460
– –
154 155
156
157 158

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.