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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLS
3876
DELISTED
Regulus Therapeutics
RGLS
$9K ﹤0.01%
21
+4
+24% +$1.65K
SBSW icon
3877
Sibanye-Stillwater
SBSW
$7.42B
$9K ﹤0.01%
635
+236
+59% +$3.76K
SCS
3878
DELISTED
Steelcase
SCS
$9K ﹤0.01%
630
+7
+1% +$100
SYBT icon
3879
Stock Yards Bancorp
SYBT
$2.64B
$9K ﹤0.01%
261
– –
UCO icon
3880
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
$9K ﹤0.01%
67
-8
-11% -$984
UNF icon
3881
Unifirst Corp
UNF
$5.21B
$9K ﹤0.01%
69
+20
+41% +$2.46K
VIPS icon
3882
Vipshop
VIPS
$6.8B
$9K ﹤0.01%
528
-4,371
-89% -$61.4K
XIN
3883
DELISTED
Xinyuan Real Estate
XIN
$9K ﹤0.01%
144
-45
-24% -$2.58K
EIGR
3884
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$9K ﹤0.01%
+22
New +$11.2K
SUNW
3885
DELISTED
Sunworks, Inc.
SUNW
$9K ﹤0.01%
484
+429
+780% +$8.24K
MTEM
3886
DELISTED
Molecular Templates, Inc.
MTEM
$9K ﹤0.01%
82
+30
+58% +$4.12K
HZN
3887
DELISTED
Horizon Global Corporation
HZN
$9K ﹤0.01%
431
+221
+105% +$3.41K
BKEP
3888
DELISTED
Blueknight Energy Partners L.P.
BKEP
$9K ﹤0.01%
1,513
+37
+3% +$217
MGP
3889
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$9K ﹤0.01%
+355
New +$9.28K
MFL
3890
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$9K ﹤0.01%
563
+3
+0.5% +$48
VCRA
3891
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$9K ﹤0.01%
543
-47
-8% -$719
CZZ
3892
DELISTED
Cosan Limited
CZZ
$9K ﹤0.01%
1,152
– –
MINI
3893
DELISTED
Mobile Mini Inc
MINI
$9K ﹤0.01%
+300
New +$9.49K
FOMX
3894
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$9K ﹤0.01%
1,000
– –
PIR
3895
DELISTED
Pier 1 Imports, Inc.
PIR
$9K ﹤0.01%
98
-82
-46% -$7.72K
LABL
3896
DELISTED
Multi-Color Corp
LABL
$9K ﹤0.01%
136
+29
+27% +$1.91K
IMPV
3897
DELISTED
Imperva, Inc.
IMPV
$9K ﹤0.01%
164
-250
-60% -$11.6K
KTWO
3898
DELISTED
K2M Group Holdings, Inc
KTWO
$9K ﹤0.01%
498
+460
+1,211% +$7.72K
PXR
3899
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$9K ﹤0.01%
300
-80
-21% -$2.48K
LDR
3900
DELISTED
Landauer Inc
LDR
$9K ﹤0.01%
200
– –
154 155
156
157 158

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.