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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRR
3876
DELISTED
Trc Companies
TRR
$6K ﹤0.01%
506
+6
+1% +$62
UTEK
3877
DELISTED
Ultratech Inc.
UTEK
$6K ﹤0.01%
400
– –
MEP
3878
DELISTED
Midcoast Energy Partners, L.P.
MEP
$6K ﹤0.01%
+600
New +$6.43K
ISIL
3879
DELISTED
Intersil Corp
ISIL
$6K ﹤0.01%
514
-94
-15% -$1.05K
PTX
3880
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$6K ﹤0.01%
185
-380
-67% -$18.2K
ABGB
3881
DELISTED
Abengoa SA Class B
ABGB
$6K ﹤0.01%
1,283
– –
JMI
3882
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$6K ﹤0.01%
999
– –
MW
3883
DELISTED
THE MENS WAREHOUSE INC
MW
$6K ﹤0.01%
131
-10,646
-99% -$590K
FLY
3884
DELISTED
Fly Leasing Limited
FLY
$6K ﹤0.01%
472
+43
+10% +$608
MRGE
3885
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$6K ﹤0.01%
900
+100
+13% +$630
CEMI
3886
DELISTED
Chembio diagnostics, Inc.
CEMI
$6K ﹤0.01%
1,442
– –
REV
3887
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
– –
TRCO
3888
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$6K ﹤0.01%
160
-25
-14% -$1.11K
WIBC
3889
DELISTED
WILSHIRE BANCORP INC
WIBC
$6K ﹤0.01%
585
+385
+193% +$4.36K
PWO
3890
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$6K ﹤0.01%
77
– –
XLIS
3891
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$6K ﹤0.01%
145
+117
+418% +$4.84K
FNSR
3892
DELISTED
Finisar Corp
FNSR
$6K ﹤0.01%
556
-133
-19% -$2.08K
CZR
3893
DELISTED
Caesars Entertainment Corporation
CZR
$6K ﹤0.01%
1,000
+900
+900% +$6.64K
SPN
3894
DELISTED
Superior Energy Services, Inc.
SPN
$6K ﹤0.01%
46
– –
ADEA icon
3895
Adeia
ADEA
$3.16B
$5K ﹤0.01%
661
+177
+37% +$1.62K
AGO icon
3896
Assured Guaranty
AGO
$3.35B
$5K ﹤0.01%
217
-33
-13% -$830
AHT
3897
Ashford Hospitality Trust
AHT
$20.2M
$5K ﹤0.01%
+1
New +$7.97K
ANIP icon
3898
ANI Pharmaceuticals
ANIP
$1.72B
$5K ﹤0.01%
122
+13
+12% +$740
APEI icon
3899
American Public Education
APEI
$828M
$5K ﹤0.01%
+214
New +$5.11K
BLD
3900
DELISTED
TopBuild
BLD
$5K ﹤0.01%
+166
New +$5.14K
154 155
156
157 158

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.