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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTSC
3876
DELISTED
MTS Systems Corp
MTSC
$4K ﹤0.01%
51
– –
UGLD
3877
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$4K ﹤0.01%
+33
New +$3.95K
WLH
3878
DELISTED
WILLIAM LYON HOMES
WLH
$4K ﹤0.01%
195
– –
SDR
3879
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$4K ﹤0.01%
996
-453
-31% -$2.29K
FBRC
3880
DELISTED
FBR & Co. Common Stock
FBRC
$4K ﹤0.01%
158
+125
+379% +$3.17K
DWRE
3881
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$4K ﹤0.01%
65
-1,000
-94% -$56.2K
ALFA
3882
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$4K ﹤0.01%
95
– –
ETRM
3883
DELISTED
EnteroMedics Inc.
ETRM
$4K ﹤0.01%
2
– –
XBKS
3884
DELISTED
XENITH BANKSHARES INC , COMMON STOCK
XBKS
$4K ﹤0.01%
+660
New +$4.24K
ADEA icon
3885
Adeia
ADEA
$3.06B
$3K ﹤0.01%
272
+30
+12% +$248
AHT
3886
Ashford Hospitality Trust
AHT
$20.3M
– –
0
– –
AMH icon
3887
American Homes 4 Rent
AMH
$12.2B
$3K ﹤0.01%
190
+37
+24% +$633
ATNM icon
3888
Actinium Pharmaceuticals
ATNM
$24.9M
$3K ﹤0.01%
+18
New +$3.42K
ATRC icon
3889
AtriCure
ATRC
$2.18B
$3K ﹤0.01%
160
– –
BBSI icon
3890
Barrett Business Services
BBSI
$761M
$3K ﹤0.01%
+480
New +$3.55K
BCO icon
3891
Brink's
BCO
$4.69B
$3K ﹤0.01%
130
-36
-22% -$806
BLDP
3892
Ballard Power Systems
BLDP
$784M
$3K ﹤0.01%
1,328
-972
-42% -$2.38K
CENX icon
3893
Century Aluminum
CENX
$5.18B
$3K ﹤0.01%
120
-850
-88% -$21.9K
CHE icon
3894
Chemed
CHE
$7.02B
$3K ﹤0.01%
32
+28
+700% +$2.96K
CHEF icon
3895
Chefs' Warehouse
CHEF
$4.46B
$3K ﹤0.01%
+117
New +$2.06K
CIG icon
3896
CEMIG Preferred Shares
CIG
$5.64B
$3K ﹤0.01%
1,195
-1,418
-54% -$4.02K
CMCO icon
3897
Columbus McKinnon
CMCO
$564M
$3K ﹤0.01%
104
– –
CSV icon
3898
Carriage Services
CSV
$534M
$3K ﹤0.01%
170
– –
DBE icon
3899
Invesco DB Energy Fund
DBE
$91.6M
$3K ﹤0.01%
166
– –
ELP
3900
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$3K ﹤0.01%
628
-402
-39% -$2.16K
154 155
156
157 158

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.