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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPCI
3876
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
2
– –
SPA
3877
DELISTED
Sparton
SPA
– –
-12
Closed –
INTX
3878
DELISTED
Intersections, Inc.
INTX
– –
-8
Closed –
ABCD
3879
DELISTED
Cambium Learning Group, Inc.
ABCD
$0 ﹤0.01%
20
– –
ARII
3880
DELISTED
American Railcar Industries, Inc.
ARII
$0 ﹤0.01%
1
– –
PRSS
3881
DELISTED
CafePress Inc.
PRSS
– –
-24
Closed –
PERY
3882
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
6
– –
XCRA
3883
DELISTED
Xcerra Corporation
XCRA
$0 ﹤0.01%
6
– –
SHLM
3884
DELISTED
Schulman (A.) Inc
SHLM
$0 ﹤0.01%
2
– –
JNP
3885
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$0 ﹤0.01%
+50
New +$337
UBN
3886
DELISTED
E-TRACS UBS Bloomberg CMCI Energy ETN
UBN
– –
-153
Closed -$2K
NRCIB
3887
DELISTED
National Research Corp Class B
NRCIB
$0 ﹤0.01%
15
-50
-77% -$1.69K
JJG
3888
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$0 ﹤0.01%
3
-222
-99% -$10.5K
DYN
3889
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
1
– –
CNDA
3890
DELISTED
IQ Canada Small Cap ETF
CNDA
– –
-140
Closed -$3K
BSFT
3891
DELISTED
BroadSoft, Inc.
BSFT
$0 ﹤0.01%
7
– –
OME
3892
DELISTED
Omega Protein
OME
$0 ﹤0.01%
38
– –
CBF
3893
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-150
Closed -$3K
GIGA
3894
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
+150
New +$200
SCLN
3895
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$0 ﹤0.01%
26
– –
WBMD
3896
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
DFT
3897
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-300
Closed -$7K
MACK
3898
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-318
Closed -$17K
NUTR
3899
DELISTED
Nutraceutical International Co
NUTR
– –
-5
Closed –
JIVE
3900
DELISTED
Jive Software, Inc.
JIVE
$0 ﹤0.01%
34
-150
-82% -$2.16K
154 155
156
157 158

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.