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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMC
3851
Summit Midstream
SMC
$476M
$22K ﹤0.01%
105
– –
MANT
3852
DELISTED
Mantech International Corp
MANT
$22K ﹤0.01%
341
+87
+34% +$5.42K
FRTA
3853
DELISTED
Forterra, Inc
FRTA
$22K ﹤0.01%
3,000
– –
WIFI
3854
DELISTED
Boingo Wireless, Inc.
WIFI
$22K ﹤0.01%
620
-169
-21% -$4.91K
ECT
3855
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$22K ﹤0.01%
11,947
-2,035
-15% -$3.9K
PVTL
3856
DELISTED
Pivotal Software, Inc.
PVTL
$22K ﹤0.01%
+1,120
New +$27.3K
LALT
3857
DELISTED
Invesco Multi-Strategy Alternative ETF
LALT
$22K ﹤0.01%
+1,000
New +$21.8K
WPG
3858
DELISTED
Washington Prime Group Inc.
WPG
$22K ﹤0.01%
335
+206
+160% +$14.3K
REGI
3859
DELISTED
Renewable Energy Group, Inc.
REGI
$22K ﹤0.01%
748
+645
+626% +$14.3K
UFS
3860
DELISTED
DOMTAR CORPORATION (New)
UFS
$22K ﹤0.01%
441
-305
-41% -$15.4K
PSAU
3861
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$22K ﹤0.01%
1,412
+1,012
+253% +$16.7K
AMSC icon
3862
American Superconductor
AMSC
$1.57B
$21K ﹤0.01%
3,077
+450
+17% +$2.69K
BAND
3863
Bandwidth Inc
BAND
$1.7B
$21K ﹤0.01%
+388
New +$17.1K
CASH icon
3864
Pathward Financial
CASH
$1.8B
$21K ﹤0.01%
780
-471
-38% -$14.1K
CTO
3865
CTO Realty Growth
CTO
$827M
$21K ﹤0.01%
1,230
+3
+0.2% +$51
DSX icon
3866
Diana Shipping
DSX
$306M
$21K ﹤0.01%
6,971
-2,051
-23% -$6.13K
KBR icon
3867
KBR
KBR
$4.79B
$21K ﹤0.01%
993
-124
-11% -$2.47K
LSTA icon
3868
Lisata Therapeutics
LSTA
$10.2M
$21K ﹤0.01%
237
+166
+234% +$13.6K
TILE icon
3869
Interface
TILE
$2.22B
$21K ﹤0.01%
921
-47
-5% -$1.09K
UE icon
3870
Urban Edge Properties
UE
$2.79B
$21K ﹤0.01%
954
+785
+464% +$17.7K
UPLD icon
3871
Upland Software
UPLD
$16.3M
$21K ﹤0.01%
+66
New +$22.8K
WHLRD
3872
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$21K ﹤0.01%
1,000
– –
CCEC
3873
Capital Clean Energy Carriers
CCEC
$1.36B
$21K ﹤0.01%
1,076
– –
APRN
3874
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$21K ﹤0.01%
67
+46
+219% +$20.1K
GWB
3875
DELISTED
Great Western Bancorp, Inc.
GWB
$21K ﹤0.01%
510
-790
-61% -$33.7K
153 154
155
156 157

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.