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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MANT
3851
DELISTED
Mantech International Corp
MANT
$15K ﹤0.01%
360
+169
+88% +$6.8K
ICOL
3852
DELISTED
iShares MSCI Colombia ETF
ICOL
$15K ﹤0.01%
1,000
– –
ANH
3853
DELISTED
Anworth Mortgage Asset Corporation
ANH
$15K ﹤0.01%
2,571
– –
CCR
3854
DELISTED
CONSOL Coal Resources LP
CCR
$15K ﹤0.01%
1,042
+520
+100% +$8.11K
BREW
3855
DELISTED
Craft Brew Alliance, Inc.
BREW
$15K ﹤0.01%
850
– –
GCAP
3856
DELISTED
Gain Capital Holdings, Inc.
GCAP
$15K ﹤0.01%
2,273
– –
PNTR
3857
DELISTED
Pointer Telocation Ltd.
PNTR
$15K ﹤0.01%
875
– –
LEXEA
3858
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$15K ﹤0.01%
277
-82
-23% -$4.44K
QTNA
3859
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$15K ﹤0.01%
+916
New +$16.8K
VXZ
3860
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$15K ﹤0.01%
700
-50
-7% -$1.08K
UBM
3861
DELISTED
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
UBM
$15K ﹤0.01%
970
– –
VIA
3862
DELISTED
Viacom Inc. Class A
VIA
$15K ﹤0.01%
402
+165
+70% +$6.4K
CYB
3863
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$15K ﹤0.01%
600
– –
APAM icon
3864
Artisan Partners
APAM
$3.06B
$14K ﹤0.01%
419
– –
BTA
3865
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$14K ﹤0.01%
1,195
+16
+1% +$194
CCRN
3866
DELISTED
Cross Country Healthcare
CCRN
$14K ﹤0.01%
+1,000
New +$12.5K
CENTA icon
3867
Central Garden & Pet Co Class A
CENTA
$2.4B
$14K ﹤0.01%
478
+387
+425% +$10.3K
DENN
3868
DELISTED
Denny's
DENN
$14K ﹤0.01%
1,106
+19
+2% +$225
EEMS icon
3869
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$376M
$14K ﹤0.01%
287
+87
+44% +$4.23K
EWM icon
3870
iShares MSCI Malaysia ETF
EWM
$331M
$14K ﹤0.01%
425
-595
-58% -$19.1K
FEUZ icon
3871
First Trust Eurozone AlphaDEX
FEUZ
$134M
$14K ﹤0.01%
320
+1
+0.3% +$41
FLNT
3872
Fluent
FLNT
$122M
$14K ﹤0.01%
+467
New +$13.6K
FORR icon
3873
Forrester Research
FORR
$222M
$14K ﹤0.01%
340
+72
+27% +$2.9K
FWONK icon
3874
Liberty Media Series C
FWONK
$25.6B
$14K ﹤0.01%
390
+29
+8% +$1.01K
GGZ
3875
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$14K ﹤0.01%
1,061
+163
+18% +$2.07K
153 154
155
156 157

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.