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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSV icon
3851
Carriage Services
CSV
$555M
$9K ﹤0.01%
390
– –
DGRE icon
3852
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$150M
$9K ﹤0.01%
400
– –
EEMS icon
3853
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$9K ﹤0.01%
200
– –
CHRN
3854
ChronoScale Holdings
CHRN
$2.99B
$9K ﹤0.01%
+9
New +$8K
ESGE icon
3855
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$9K ﹤0.01%
+312
New +$8.88K
ETHO icon
3856
Amplify Etho Climate Leadership US ETF
ETHO
$197M
$9K ﹤0.01%
334
+207
+163% +$5.54K
FAZ
3857
Direxion Daily Financial Bear 3x ETF
FAZ
$84.2M
$9K ﹤0.01%
1
– –
FLWS icon
3858
1-800-Flowers.com
FLWS
$261M
$9K ﹤0.01%
1,000
– –
GAM
3859
General American Investors Company
GAM
$1.62B
$9K ﹤0.01%
267
-358
-57% -$11.6K
GGT
3860
Gabelli Multimedia Trust
GGT
$175M
$9K ﹤0.01%
1,140
+22
+2% +$163
GTE icon
3861
Gran Tierra Energy
GTE
$336M
$9K ﹤0.01%
300
– –
IAF
3862
abrdn Australia Equity Fund
IAF
$127M
$9K ﹤0.01%
499
+10
+2% +$174
INDY icon
3863
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$9K ﹤0.01%
301
– –
INGN icon
3864
Inogen
INGN
$154M
$9K ﹤0.01%
153
+53
+53% +$2.95K
KFRC icon
3865
Kforce
KFRC
$1.08B
$9K ﹤0.01%
420
+236
+128% +$4.4K
KFY icon
3866
Korn Ferry
KFY
$4.36B
$9K ﹤0.01%
413
+255
+161% +$5.81K
LPL icon
3867
LG Display
LPL
$3.37B
$9K ﹤0.01%
708
-124
-15% -$1.64K
LPTH icon
3868
Lightpath Technologies
LPTH
$824M
$9K ﹤0.01%
4,700
– –
MEOH icon
3869
Methanex
MEOH
$4.19B
$9K ﹤0.01%
257
– –
MFG icon
3870
Mizuho Financial
MFG
$134B
$9K ﹤0.01%
2,815
-140
-5% -$455
MTSI icon
3871
MACOM Technology Solutions
MTSI
$23.5B
$9K ﹤0.01%
205
+38
+23% +$1.49K
NTCT icon
3872
NETSCOUT
NTCT
$2.89B
$9K ﹤0.01%
325
+181
+126% +$4.97K
PAC icon
3873
Grupo Aeroportuario del Pacifico
PAC
$12.4B
$9K ﹤0.01%
100
-42
-30% -$4.18K
PESI icon
3874
Perma-Fix Environmental Services
PESI
$381M
$9K ﹤0.01%
1,720
– –
RCKT icon
3875
Rocket Pharmaceuticals
RCKT
$367M
$9K ﹤0.01%
231
– –
153 154
155
156 157

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.