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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSS
3851
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
50
– –
QADB
3852
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
BOCH
3853
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-2,770
Closed -$14K
IPFF
3854
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-14,204
Closed -$341K
ALSK
3855
DELISTED
Alaska Communications Systems
ALSK
– –
-1,191
Closed -$2K
FFG
3856
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
+1
New +$45
RLH
3857
DELISTED
Red Lions Hotel Corporation
RLH
– –
-600
Closed -$4K
FRAN
3858
DELISTED
Francesca's Holdings Corporation
FRAN
$0 ﹤0.01%
1
-12
-92% -$3.44K
AMAG
3859
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
18
– –
WMGI
3860
DELISTED
Wright Medical Group Inc
WMGI
$0 ﹤0.01%
1
– –
CCMP
3861
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$0 ﹤0.01%
1
– –
CLUB
3862
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-3
Closed –
DTYL
3863
DELISTED
iPath US Treasury 10-year Bull ETN
DTYL
$0 ﹤0.01%
+1
New +$65
TUES
3864
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
32
– –
CYOU
3865
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-19
Closed -$1K
AVX
3866
DELISTED
AVX Corporation
AVX
$0 ﹤0.01%
19
– –
CSS
3867
DELISTED
CSS Industries, Inc.
CSS
– –
-2
Closed –
HOS
3868
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
7
– –
ARTX
3869
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
71
– –
UBNK
3870
DELISTED
United Financial Bancorp, Inc.
UBNK
$0 ﹤0.01%
4
– –
CHSP
3871
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-39
Closed -$1K
FRED
3872
DELISTED
Fred's Inc
FRED
$0 ﹤0.01%
10
– –
TST
3873
DELISTED
TheStreet, Inc.
TST
– –
-3,250
Closed -$60K
HF
3874
DELISTED
HFF Inc.
HF
– –
-107
Closed -$2K
INSY
3875
DELISTED
Insys Therapeutics, Inc.
INSY
$0 ﹤0.01%
24
– –
153 154
155
156 157

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.