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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNDR icon
3826
Schneider National
SNDR
$6.41B
$23K ﹤0.01%
936
+32
+4% +$856
VJET
3827
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$23K ﹤0.01%
1,020
– –
CSII
3828
DELISTED
Cardiovascular Systems, Inc.
CSII
$23K ﹤0.01%
+600
New +$22.2K
ATRS
3829
DELISTED
Antares Pharma, Inc.
ATRS
$23K ﹤0.01%
6,860
-2,000
-23% -$6.18K
LDL
3830
DELISTED
Lydall, Inc.
LDL
$23K ﹤0.01%
515
-882
-63% -$38.1K
HPR
3831
DELISTED
HighPoint Resources Corporation
HPR
$23K ﹤0.01%
+96
New +$27.4K
OTTW
3832
DELISTED
Ottawa Bancorp, Inc. Common Stock
OTTW
$23K ﹤0.01%
1,668
– –
BRS
3833
DELISTED
Bristow Group, Inc.
BRS
$23K ﹤0.01%
1,925
– –
KMM
3834
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$23K ﹤0.01%
2,510
-1,495
-37% -$13.3K
OSG
3835
Octave Specialty Group
OSG
$215M
$22K ﹤0.01%
1,080
– –
ANIK icon
3836
Anika Therapeutics
ANIK
$289M
$22K ﹤0.01%
517
-483
-48% -$19.1K
BRC icon
3837
Brady Corp
BRC
$4.39B
$22K ﹤0.01%
500
– –
CBT icon
3838
Cabot Corp
CBT
$4.48B
$22K ﹤0.01%
346
-463
-57% -$29.8K
HBB icon
3839
Hamilton Beach Brands
HBB
$449M
$22K ﹤0.01%
1,000
– –
KEMQ icon
3840
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.4M
$22K ﹤0.01%
+1,000
New +$23.1K
LBRDA icon
3841
Liberty Broadband Class A
LBRDA
$5.25B
$22K ﹤0.01%
269
-234
-47% -$18.6K
MMLP icon
3842
Martin Midstream Partners
MMLP
$95.5M
$22K ﹤0.01%
1,855
+1,005
+118% +$12.5K
PLX icon
3843
Protalix BioTherapeutics
PLX
$184M
$22K ﹤0.01%
3,000
– –
SHAG icon
3844
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.3M
$22K ﹤0.01%
445
+39
+10% +$1.91K
VNCE icon
3845
Vince Holding Corp
VNCE
$80M
$22K ﹤0.01%
1,500
– –
VPV icon
3846
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$22K ﹤0.01%
1,833
+333
+22% +$4K
VRE
3847
DELISTED
Veris Residential
VRE
$22K ﹤0.01%
1,050
-230
-18% -$4.68K
VRNT
3848
DELISTED
Verint Systems
VRNT
$22K ﹤0.01%
897
+147
+20% +$3.57K
WKC icon
3849
World Kinect Corp
WKC
$1.89B
$22K ﹤0.01%
781
-48
-6% -$1.23K
CNR
3850
Core Natural Resources Inc
CNR
$4.79B
$22K ﹤0.01%
535
-4,910
-90% -$206K
152 153
154
155 156

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.