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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOS
3826
DELISTED
Neos Therapeutics, Inc
NEOS
$10K ﹤0.01%
1,537
– –
AGND
3827
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$10K ﹤0.01%
250
– –
BDCL
3828
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
530
– –
FRN
3829
DELISTED
Invesco Frontier Markets ETF
FRN
$10K ﹤0.01%
818
-1,030
-56% -$11.8K
ZF
3830
DELISTED
Virtus Total Return Fund Inc.
ZF
$10K ﹤0.01%
750
– –
SSFN
3831
DELISTED
Stewardship Financial Corp
SSFN
$10K ﹤0.01%
1,302
– –
TYPE
3832
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$10K ﹤0.01%
463
-47
-9% -$1.02K
CRAY
3833
DELISTED
Cray, Inc.
CRAY
$10K ﹤0.01%
454
+343
+309% +$8.75K
AMID
3834
DELISTED
American Midstream Partners, LP
AMID
$10K ﹤0.01%
685
– –
MXWL
3835
DELISTED
Maxwell Technologies Inc
MXWL
$10K ﹤0.01%
2,000
– –
IRDMB
3836
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$10K ﹤0.01%
35
– –
KONA
3837
DELISTED
Kona Grill, Inc.
KONA
$10K ﹤0.01%
800
– –
XOXO
3838
DELISTED
Xo Group Inc
XOXO
$10K ﹤0.01%
500
– –
PAY
3839
DELISTED
Verifone Systems Inc
PAY
$10K ﹤0.01%
586
– –
BSF
3840
DELISTED
Bear State Financial, Inc.
BSF
$10K ﹤0.01%
1,111
– –
MATN
3841
DELISTED
Mateon Therapeutics, Inc.
MATN
$10K ﹤0.01%
16,000
– –
SGI
3842
DELISTED
Silicon Graphics Intl.
SGI
$10K ﹤0.01%
1,178
– –
ORIG
3843
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$10K ﹤0.01%
1
– –
EGL
3844
DELISTED
Engility Holdings, Inc.
EGL
$10K ﹤0.01%
308
-16
-5% -$470
UGLD
3845
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$10K ﹤0.01%
81
– –
GMAN
3846
DELISTED
Gordmans Stores, Inc.
GMAN
$10K ﹤0.01%
11,500
– –
AVDL
3847
DELISTED
Avadel Pharmaceuticals
AVDL
$9K ﹤0.01%
689
– –
BHE icon
3848
Benchmark Electronics
BHE
$2.89B
$9K ﹤0.01%
346
– –
BKTI icon
3849
BK Technologies
BKTI
$286M
$9K ﹤0.01%
329
+5
+2% +$134
BTE icon
3850
Baytex Energy
BTE
$3B
$9K ﹤0.01%
2,217
-100
-4% -$483
152 153
154
155 156

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.