We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBCN
3826
DELISTED
Middlefield Banc Corp
MBCN
$6K ﹤0.01%
400
– –
MHN
3827
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$6K ﹤0.01%
424
+6
+1% +$82
MITK icon
3828
Mitek Systems
MITK
$853M
$6K ﹤0.01%
2,000
– –
MSD
3829
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$6K ﹤0.01%
738
– –
MTX icon
3830
Minerals Technologies
MTX
$2.26B
$6K ﹤0.01%
119
-158
-57% -$9.12K
MVO
3831
DELISTED
MV Oil Trust
MVO
$6K ﹤0.01%
995
– –
MVT
3832
DELISTED
BlackRock MuniVest Fund II
MVT
$6K ﹤0.01%
380
– –
NEO icon
3833
NeoGenomics
NEO
$2.11B
$6K ﹤0.01%
1,000
– –
NMR icon
3834
Nomura Holdings
NMR
$29.2B
$6K ﹤0.01%
963
+15
+2% +$99
NTCT icon
3835
NETSCOUT
NTCT
$2.89B
$6K ﹤0.01%
+182
New +$6.89K
NUS icon
3836
Nu Skin
NUS
$236M
$6K ﹤0.01%
143
-249
-64% -$10.7K
PEGA icon
3837
Pegasystems
PEGA
$5.51B
$6K ﹤0.01%
468
-92
-16% -$1.14K
PRIM icon
3838
Primoris Services
PRIM
$4.35B
$6K ﹤0.01%
320
-133
-29% -$2.39K
PSHG icon
3839
Performance Shipping
PSHG
$21.5M
– –
0
– –
RMCF icon
3840
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$6K ﹤0.01%
525
– –
SAIA icon
3841
Saia
SAIA
$10.1B
$6K ﹤0.01%
206
+91
+79% +$3.47K
SID icon
3842
Companhia Siderúrgica Nacional
SID
$1.19B
$6K ﹤0.01%
6,520
+2,937
+82% +$3.41K
SYBT icon
3843
Stock Yards Bancorp
SYBT
$2.64B
$6K ﹤0.01%
261
– –
TOLZ icon
3844
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$6K ﹤0.01%
+156
New +$6.23K
TRS icon
3845
TriMas Corp
TRS
$1.39B
$6K ﹤0.01%
375
-97
-21% -$1.9K
UCO icon
3846
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
$6K ﹤0.01%
18
-153
-89% -$50.5K
VBF icon
3847
Invesco Bond Fund
VBF
$169M
$6K ﹤0.01%
375
– –
WLY icon
3848
John Wiley & Sons Class A
WLY
$2.63B
$6K ﹤0.01%
128
+1
+0.8% +$52
YCS icon
3849
ProShares UltraShort Yen
YCS
$30M
$6K ﹤0.01%
256
-76
-23% -$1.74K
CNH
3850
CNH Industrial
CNH
$16.7B
$6K ﹤0.01%
1,109
+230
+26% +$1.67K
152 153
154
155 156

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.