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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIFY
3826
Sify Technologies
SIFY
$1.13B
$0 ﹤0.01%
1
– –
SMN icon
3827
ProShares UltraShort Materials
SMN
$3.75M
$0 ﹤0.01%
1
– –
SPTL icon
3828
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$0 ﹤0.01%
+6
New +$185
SRS icon
3829
ProShares UltraShort Real Estate
SRS
$16.2M
– –
-1
Closed –
STKL
3830
DELISTED
SunOpta
STKL
– –
-813
Closed -$8K
STRL icon
3831
Sterling Infrastructure
STRL
$16.2B
$0 ﹤0.01%
3
– –
STRS icon
3832
STRATUS PPTYS INC
STRS
$154M
$0 ﹤0.01%
7
– –
SVRA icon
3833
Savara
SVRA
$1.17B
– –
0
– –
SYPR icon
3834
Sypris Solutions
SYPR
$46.9M
– –
-4
Closed –
TENX icon
3835
Tenax Therapeutics
TENX
$51.6M
– –
0
– –
TMQ
3836
Trilogy Metals
TMQ
$670M
$0 ﹤0.01%
83
-390
-82% -$698
TTMI icon
3837
TTM Technologies
TTMI
$13.7B
$0 ﹤0.01%
17
– –
TURN
3838
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
TZOO icon
3839
Travelzoo
TZOO
$73.9M
– –
-406
Closed -$11K
UCO icon
3840
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
– –
0
– –
UFPI icon
3841
UFP Industries
UFPI
$5.01B
– –
-489
Closed -$7K
UHT
3842
Universal Health Realty Income Trust
UHT
$576M
– –
-460
Closed -$19K
UONE icon
3843
Urban One Class A
UONE
$24.4M
$0 ﹤0.01%
10
– –
USPH icon
3844
US Physical Therapy
USPH
$1.22B
– –
-3
Closed –
UST icon
3845
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
– –
-425,384
Closed -$22.1M
UUUU icon
3846
Energy Fuels
UUUU
$3.57B
$0 ﹤0.01%
+7
New +$39
VCEL icon
3847
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
19
+1
+6% +$4
VGIT icon
3848
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
– –
-263
Closed -$17K
VICR icon
3849
Vicor
VICR
$9.63B
– –
-4
Closed –
VIXM icon
3850
ProShares VIX Mid-Term Futures ETF
VIXM
$94.8M
– –
-250
Closed -$23K
152 153
154
155 156

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.