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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOO icon
3826
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.3B
– –
-1,450
Closed -$59K
WSFS icon
3827
WSFS Financial
WSFS
$4.12B
– –
-378
Closed -$7K
XIN
3828
DELISTED
Xinyuan Real Estate
XIN
$0 ﹤0.01%
5
-22
-81% -$1.19K
ZSL icon
3829
ProShares UltraShort Silver
ZSL
$56.2M
– –
0
– -$1K
ORKA
3830
Oruka Therapeutics
ORKA
$6.34B
– –
0
– –
NPKI
3831
NPK International
NPKI
$1.15B
$0 ﹤0.01%
7
– –
BERY
3832
DELISTED
Berry Global Group, Inc.
BERY
$0 ﹤0.01%
7
– –
PFC
3833
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-14
Closed –
SAVE
3834
DELISTED
Spirit Airlines, Inc.
SAVE
$0 ﹤0.01%
6
– –
PRFT
3835
DELISTED
Perficient Inc
PRFT
$0 ﹤0.01%
5
– –
EGIO
3836
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
0
– –
MODN
3837
DELISTED
MODEL N, INC.
MODN
– –
-1,000
Closed -$23K
YTEN
3838
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
BFX
3839
DELISTED
BowFlex Inc.
BFX
$0 ﹤0.01%
3
– –
GOL
3840
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
34
– –
ARGO
3841
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$0 ﹤0.01%
7
– –
EMAN
3842
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
INFI
3843
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-1,000
Closed -$16K
MTEM
3844
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
– –
STCN
3845
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
6
– –
CSII
3846
DELISTED
Cardiovascular Systems, Inc.
CSII
$0 ﹤0.01%
5
– –
AIMC
3847
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-74
Closed -$2K
IVC
3848
DELISTED
Invacare Corporation
IVC
– –
-1,000
Closed -$14K
CDR
3849
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-28
Closed -$1K
CONE
3850
DELISTED
CyrusOne Inc Common Stock
CONE
$0 ﹤0.01%
15
-14
-48% -$279
152 153
154
155 156

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.