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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFO
3801
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$24K ﹤0.01%
2,035
– –
SIMS icon
3802
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.69M
$24K ﹤0.01%
756
+632
+510% +$19.3K
SPDV icon
3803
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$24K ﹤0.01%
900
+700
+350% +$19.2K
TMP icon
3804
Tompkins Financial
TMP
$1.46B
$24K ﹤0.01%
301
– –
TNC icon
3805
Tennant Co
TNC
$1.17B
$24K ﹤0.01%
313
+1
+0.3% +$78
TRMK icon
3806
Trustmark
TRMK
$2.82B
$24K ﹤0.01%
719
+599
+499% +$20.9K
GOL
3807
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$24K ﹤0.01%
4,364
+864
+25% +$5.17K
LMST
3808
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$24K ﹤0.01%
1,520
+290
+24% +$4.62K
STAY
3809
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$24K ﹤0.01%
1,175
-6
-0.5% -$125
MNTA
3810
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$24K ﹤0.01%
928
+3
+0.3% +$81
BGG
3811
DELISTED
Briggs & Stratton Corp.
BGG
$24K ﹤0.01%
1,259
-539
-30% -$10.2K
KOL
3812
DELISTED
VanEck Vectors Coal ETF
KOL
$24K ﹤0.01%
151
-60
-28% -$9.46K
SEMG
3813
DELISTED
SEMGROUP CORPORATION
SEMG
$24K ﹤0.01%
1,095
-339
-24% -$8.27K
AAC
3814
DELISTED
AAC Holdings
AAC
$24K ﹤0.01%
3,215
-100
-3% -$896
AKP
3815
DELISTED
Alliance Californa Muni Fd
AKP
$24K ﹤0.01%
1,800
-1,447
-45% -$19.5K
EQC.PRD
3816
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$24K ﹤0.01%
900
-100
-10% -$2.61K
BFS
3817
Saul Centers
BFS
$861M
$23K ﹤0.01%
414
-18
-4% -$1K
CIB icon
3818
Grupo Cibest SA
CIB
$23.2B
$23K ﹤0.01%
539
-385
-42% -$17.3K
EVM
3819
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$23K ﹤0.01%
2,310
+53
+2% +$544
FND icon
3820
Floor & Decor
FND
$6.27B
$23K ﹤0.01%
750
-2,791
-79% -$114K
GEF.B icon
3821
Greif Class B
GEF.B
$4.24B
$23K ﹤0.01%
+400
New +$23.3K
INCO icon
3822
Columbia India Consumer ETF
INCO
$237M
$23K ﹤0.01%
570
+300
+111% +$13.8K
MGY icon
3823
Magnolia Oil & Gas
MGY
$6.24B
$23K ﹤0.01%
+1,500
New +$19.6K
OBOR icon
3824
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.13M
$23K ﹤0.01%
981
– –
RBLD icon
3825
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.7M
$23K ﹤0.01%
419
-1,078
-72% -$60K
151 152
153
154 155

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.