We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGN icon
3801
Inogen
INGN
$157M
$16K ﹤0.01%
167
– –
LBTYA icon
3802
Liberty Global Class A
LBTYA
$3.48B
$16K ﹤0.01%
503
-223
-31% -$7.43K
LOB icon
3803
Live Oak Bancshares
LOB
$1.98B
$16K ﹤0.01%
691
-2,403
-78% -$56.2K
MEAR icon
3804
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$16K ﹤0.01%
320
-1,631
-84% -$81.7K
PFGC icon
3805
Performance Food Group
PFGC
$17.9B
$16K ﹤0.01%
557
– –
PSR icon
3806
Invesco Active US Real Estate Fund
PSR
$58.6M
$16K ﹤0.01%
200
– –
SAH icon
3807
Sonic Automotive
SAH
$2.55B
$16K ﹤0.01%
778
– –
SLVP icon
3808
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$16K ﹤0.01%
1,521
– –
XPRO icon
3809
Expro Ltd
XPRO
$2.05B
$16K ﹤0.01%
351
+68
+24% +$3.04K
UPGD icon
3810
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$16K ﹤0.01%
400
– –
VIVO
3811
DELISTED
Meridian Bioscience Inc
VIVO
$16K ﹤0.01%
1,091
– –
ARNA
3812
DELISTED
Arena Pharmaceuticals Inc
ARNA
$16K ﹤0.01%
619
+100
+19% +$2.29K
MDP
3813
DELISTED
Meredith Corporation
MDP
$16K ﹤0.01%
283
-178
-39% -$10.1K
NBLX
3814
DELISTED
Noble Midstream Partners LP
NBLX
$16K ﹤0.01%
300
– –
QEP
3815
DELISTED
QEP RESOURCES, INC.
QEP
$16K ﹤0.01%
1,818
+220
+14% +$1.8K
ZMLP
3816
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$16K ﹤0.01%
117
-101
-46% -$13.6K
BOJA
3817
DELISTED
Bojangles', Inc. Common Stock
BOJA
$16K ﹤0.01%
1,221
+100
+9% +$1.41K
COTV
3818
DELISTED
Cotiviti Holdings, Inc.
COTV
$16K ﹤0.01%
455
+201
+79% +$7.57K
MATF
3819
DELISTED
iShares Edge MSCI Multifactor Materials ETF
MATF
$16K ﹤0.01%
500
– –
SSNI
3820
DELISTED
Silver Spring Networks, Inc.
SSNI
$16K ﹤0.01%
1,000
-24,300
-96% -$305K
PXMC
3821
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$16K ﹤0.01%
+350
New +$16K
ACCO icon
3822
Acco Brands
ACCO
$396M
$15K ﹤0.01%
1,296
-731
-36% -$8.32K
AMED
3823
DELISTED
Amedisys
AMED
$15K ﹤0.01%
266
-78
-23% -$4.13K
ARES icon
3824
Ares Management
ARES
$32.3B
$15K ﹤0.01%
825
+225
+38% +$4.1K
BATRK icon
3825
Atlanta Braves Holdings Series B
BATRK
$3.27B
$15K ﹤0.01%
614
+12
+2% +$296
151 152
153
154 155

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.