We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESPR
3801
DELISTED
Esperion Therapeutics
ESPR
$11K ﹤0.01%
900
– –
FLWS icon
3802
1-800-Flowers.com
FLWS
$261M
$11K ﹤0.01%
1,000
– –
FNDC icon
3803
Schwab Fundamental International Small Company Index ETF
FNDC
$3.17B
$11K ﹤0.01%
382
-118
-24% -$3.38K
FTAI icon
3804
FTAI Aviation
FTAI
$22.2B
$11K ﹤0.01%
937
– –
GRFS
3805
Grifois
GRFS
$5.4B
$11K ﹤0.01%
705
-139
-16% -$2.13K
H icon
3806
Hyatt Hotels
H
$16.9B
$11K ﹤0.01%
193
+76
+65% +$4.02K
HL.PRB icon
3807
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.7M
$11K ﹤0.01%
200
– –
HOUS
3808
DELISTED
Anywhere Real Estate
HOUS
$11K ﹤0.01%
427
– –
IBCP icon
3809
Independent Bank Corp
IBCP
$854M
$11K ﹤0.01%
500
+348
+229% +$6.42K
INGN icon
3810
Inogen
INGN
$154M
$11K ﹤0.01%
167
+14
+9% +$863
JEQ
3811
DELISTED
abrdn Japan Equity Fund
JEQ
$11K ﹤0.01%
1,500
– –
KFY icon
3812
Korn Ferry
KFY
$4.36B
$11K ﹤0.01%
389
-24
-6% -$585
KW
3813
DELISTED
Kennedy-Wilson Holdings
KW
$11K ﹤0.01%
539
+3
+0.6% +$64
LBRDA icon
3814
Liberty Broadband Class A
LBRDA
$5.29B
$11K ﹤0.01%
154
+52
+51% +$3.57K
LILAK icon
3815
Liberty Latin America Class C
LILAK
$1.65B
$11K ﹤0.01%
593
+5
+0.9% +$100
MEOH icon
3816
Methanex
MEOH
$4.19B
$11K ﹤0.01%
258
+1
+0.4% +$40
MQT
3817
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$11K ﹤0.01%
850
-150
-15% -$1.97K
MTX icon
3818
Minerals Technologies
MTX
$2.26B
$11K ﹤0.01%
145
-23
-14% -$1.71K
NTCT icon
3819
NETSCOUT
NTCT
$2.89B
$11K ﹤0.01%
325
– –
NZAC icon
3820
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$200M
$11K ﹤0.01%
596
+272
+84% +$5.03K
OLLI icon
3821
Ollie's Bargain Outlet
OLLI
$4.7B
$11K ﹤0.01%
377
+156
+71% +$4.5K
PBPB
3822
DELISTED
Potbelly
PBPB
$11K ﹤0.01%
889
+599
+207% +$8.01K
PBYI icon
3823
Puma Biotechnology
PBYI
$450M
$11K ﹤0.01%
374
+300
+405% +$13K
PDN icon
3824
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$11K ﹤0.01%
392
+4
+1% +$108
PSO icon
3825
Pearson
PSO
$9.78B
$11K ﹤0.01%
1,064
+787
+284% +$7.62K
151 152
153
154 155

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.