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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHX
3801
DELISTED
PHX Minerals
PHX
$8K ﹤0.01%
500
– –
PSCE icon
3802
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$8K ﹤0.01%
105
– –
ROG icon
3803
Rogers Corp
ROG
$2.46B
$8K ﹤0.01%
+158
New +$8.28K
TCI icon
3804
Transcontinental Realty Investors
TCI
$312M
$8K ﹤0.01%
719
– –
TK icon
3805
Teekay
TK
$1.06B
$8K ﹤0.01%
804
-116
-13% -$3.02K
TS icon
3806
Tenaris
TS
$26.6B
$8K ﹤0.01%
326
-207
-39% -$5.24K
TSEM icon
3807
Tower Semiconductor
TSEM
$28.6B
$8K ﹤0.01%
600
+300
+100% +$4.34K
VIRT icon
3808
Virtu Financial
VIRT
$5.05B
$8K ﹤0.01%
338
-36
-10% -$827
VSTM icon
3809
Verastem
VSTM
$604M
$8K ﹤0.01%
370
– –
WTV icon
3810
WisdomTree US Value Fund
WTV
$3.4B
$8K ﹤0.01%
+262
New +$8.44K
SUNE
3811
SUNation Energy
SUNE
$10.4M
– –
0
– –
ITCI
3812
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$8K ﹤0.01%
150
– –
CTHR
3813
DELISTED
Charles & Colvard Ltd
CTHR
$8K ﹤0.01%
665
-195
-23% -$2.42K
BFX
3814
DELISTED
BowFlex Inc.
BFX
$8K ﹤0.01%
475
– –
FDEU
3815
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$8K ﹤0.01%
483
+183
+61% +$3.44K
SYNH
3816
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$8K ﹤0.01%
170
+167
+5,567% +$7.43K
AMPE
3817
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$8K ﹤0.01%
8
– –
BKEP
3818
DELISTED
Blueknight Energy Partners L.P.
BKEP
$8K ﹤0.01%
1,390
+33
+2% +$191
PVG
3819
DELISTED
PRETIUM RESOURCES INC.
PVG
$8K ﹤0.01%
1,500
– –
JE
3820
DELISTED
Just Energy Group Inc
JE
$8K ﹤0.01%
32
-103
-76% -$23.8K
SHLO
3821
DELISTED
Shiloh Industries Inc
SHLO
$8K ﹤0.01%
1,500
+1,000
+200% +$6.89K
OPB
3822
DELISTED
Opus Bank Common Stock
OPB
$8K ﹤0.01%
219
+152
+227% +$5.72K
FOMX
3823
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$8K ﹤0.01%
1,000
-500
-33% -$3.74K
SSFN
3824
DELISTED
Stewardship Financial Corp
SSFN
$8K ﹤0.01%
1,302
– –
CHSP
3825
DELISTED
Chesapeake Lodging Trust
CHSP
$8K ﹤0.01%
318
+6
+2% +$163
151 152
153
154 155

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.